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For over forty years it has been all but impossible
to begin an undergraduate lecture, a book or paper dealing with
aspects of military conflict in the early modern period, without
reference to the inaugural address given by Michael Roberts in 1956
on The Military Revolution 1560-1660. It is therefore perhaps surprising
that English historians have been rather reluctant to create a direct
link between this historical watershed and the experience of warfare
within Britain and Ireland. This has changed with the publication
of James Scott Wheelers study of seventeenth-century English warfare,
which makes explicit not only the link between England and military
revolution, but also points to the civil war and Interregnum as
the key period in the transformation of a second rate (perhaps under
Charles I we should say third rate) marginal European power into
a premiership contender on the world stage.
The work itself is impressive, engagingly written,
and demonstrates a depth of scholarship so often lacking in works
with a military theme. If no further claims are made for this book,
then at the very least it can be said to demonstrates the flowering
of the new military history (usually recognised by the conjunction
war and society) which began to emerge four decades ago, but which
has so rarely lived up to its promise. In contrast to much that
has been written in the field, this work manages to confront the
central issues in English, and world, history, through the military
sphere. It does so through a painstaking examination of administrative
and financial documents from the period, which will remain invaluable
to future historians for some time to come. It is also highly refreshing
to see the navy and army balanced as twin foci of Englands rise
to prominence.
Thus, while the first chapter deals with the military
revolution debate, the next two examine the English navy, before
and after 1648 respectively, before we return to the thorny problem
of the creation of the standing army in the civil war and its survival
beyond the Restoration. The second half of the book examines in
some detail the sinews of war in the seventeenth century, through
the problematic area of taxation. Here chapters are devoted to the
financial problems of the Long Parliament, the Customs, Excise and
the Assessment, before the argument is reversed in the final chapter
to examine the impact of war on the state.
What is perhaps most problematic about the entire
book is its very carefully constructed intellectual framework within
the historiographical context of the powerful concept of Military
Revolution. As Geoffrey Parker noted, the idea of Military Revolution
has had a long half-life, outliving the concepts of Court and Country
and General Crisis that were spawned in the same era. But, ironically,
our first serious study of English military activity in this period,
which basks in the dangerous glow of this historical plutonium,
has come to us just as the process of degeneration seems to be speeding
up. Given the rapidity of this process more apposite metaphors might
include icebergs or elastic bands. Depending on ones preferences,
military revolution is a concept that has recently begun to melt,
or has perhaps been overstretched.
Commendably, the author is not blind to fluctuations
in this debate and almost the entire first chapter is devoted to
the scholarship surrounding military revolution in both European
and English contexts. He points to Parkers geographical and chronological
expansion of the concept of revolution and to Jeremy Blacks modification
to emphasise the periods 1470-1530, 1660-1720 and 1792-1815. However,
he still feels that Parkers modification of the Roberts thesis is
useful and defensible (p. 8), eschewing the increasingly fashionable
argument put forward by C. J. Rogers for punctuated equilibrium
evolution (p. 6). However, the problem is even more complex. Although
Michael Prestwich has argued that English military innovations in
the fourteenth century were not of the same degree of significance
as later transformations (p. 9), not everyone has agreed and it
has recently been possible to produce a volume on the theme of medieval
military revolution. With hindsight, it seems that Parker, in effect,
salvaged Roberts original thesis by a strategic withdrawal to new
boundaries. However, those boundaries are now being breached, not
just chronologically, but also geographically and thematically,
as studies of military revolution across Europe and the wider world
have begun to abound. David Parrott, arguably the most trenchant
critic of military revolution as a concept, is not cited by the
author, but, given this haemorrhaging, he should perhaps have due
credit for his observation that, the most interesting question about
the military revolution [is] why such an improbable thesis should
ever have achieved widespread acceptance amongst historians in the
first place.
James Scott Wheelers solution to these problems
is to adapt David Landes redefinition of Industrial Revolution as
a watershed that set up later developments (p. 9). Such a buttressing
of once familiar landmarks on the historical landscape is appealing.
It could be argued that while post-war historians created or enhanced
a multitude of powerful concepts for the understand of the past,
the contribution of the most recent generation has been to remove
the capitalisation and/or to make them plural, diluting the clarity
of thinking and substituting only confusion. Thus we now talk not
of a Revolution, but of revolutions. Where current readers feel
the balance to lie at this moment is perhaps unimportant. What is
significant is that the author has, to borrow another military cliché,
nailed his colours to the mast. As a result, the importance of his
work will depend on continued resilience of the Military Revolution
argument. In that sense, when the ship goes down, as surely it must,
it takes the central thesis of this book with it. What remains to
debate is the degree to which this work has helped to support what
seems to some a lost cause and, perhaps as significantly, what is
learned along the way.
James Scott Wheelers central argument in favour
of an English Military Revolution is that is must be seen in financial
and administrative terms and that the key developments in these
areas took place in a limited period, particularly between the execution
of Charles I and the restoration of Charles II. In these areas,
the author produces a wealth of evidence to demonstrate the ways
in which institutions and methods famously employed in the English
and British successes of the late seventeenth century, and beyond,
were created in this more limited, and much earlier period. He does
this, not only in those chapters that deal individually with the
Customs, Excise and the Assessment, but also through those focusing
on the formation of the navy and army. Such is the wealth of evidence,
both in the form of statistics from the state records and as a blow
by blow account of administrative developments, that it is hard
not to be won over to this case. Clearly, the perceived need for
both large navies and armies did lead to the creation of new, and
significant adaptation of existing, financial and administrative
institutions, that would later be employed to kick start the British
military experiment of the modern period. What is more difficult
is to be certain as to how this interfaced with the application
of military power and therefore with more than an administrative
revolution.
Naturally, seen from this standpoint the essential
characteristics of revolutionised armed forces are their size and
permanence, because both of these factors have direct effects on
the financial costs of warfare. Here hindsight presents something
of a problem, as it is generally assumed that military revolution
in England orbited only around the issue of standing armed forces.
The author notes the lack of a such an army as a problem for the
English in the early seventeenth century, but, despite French experimentation
in the later stages of the Hundred Years War, in this period only
Spain had anything can be meaningfully be called a standing and
professional land army (p. 1). Similarly, Elizabeth I is noted as
having failed to modernize English financial thinking and to create
a permanent professional navy (p. 24). One wonders if she realised
that is what she should have been doing. Undoubtedly most of the
political nation, including the Queen, would have thought these
outcomes great successes. This dichotomy, between what is antiquated
and medieval and what is modern and therefore presumably superior,
is used throughout the book in a way most recent historians have
been keen to avoid. If the thesis of Military Revolution can only
be judged in such stark terms, as a transformation between the medieval
and modern, it seems certain to fail, since it cannot match up to
the reality of sixteenth- and seventeenth-century England, where
the thing individuals were most keen to avoid was administrative
and political innovation.
However, these comments have a wider context within
the book. As the authors emphasis is on the 1640s and 1650s as a
watershed, they serve to emphasise the discontinuity in armed and
administrative structures before that point. Thus, in addition,
we deal with Jacobean neglect of the navy, while the efforts of
Charles I were undermined by a series of disasters. In contrast,
after the Interregnum the author points to the continuities in service.
Thus, despite the abandonment in 1674 by Charles II of his attempt
to maintain a war strength navy in peacetime, the continued employment
of specific squadrons is emphasised (p. 59). Surely James Scott
Wheeler is right to point to continuity in armed land forces across
the Restoration line, dispensing with the legal fiction that dates
the origins of the present Royal army to 1660 and not the regicide
forces established by parliament in 1645. But Charles IIs land army
was initially small, and fluctuated considerably in size depending
on circumstances. Units and personnel were maintained, but not universally.
The author makes a convincing case for greater continuity in English
armed forces after the Interregnum than before, but whether that
point marked a clear watershed, or merely a staging-post in a process
of growth and development, is open to debate.
The financial argument for the Navy is the most
compelling, with graphs that clearly demonstrate near continuity
between the annual average expenditure on the Cromwellian and Restoration
navies and then continued growth from the 1680s (p. 65). However,
the evidence is far less clear in the case of land forces, where
the staggering rise in such expenditure in the middle decades of
the century, from annual averages of under £100,000 in most of the
first part, to over £700,000 in the 1640s and 50s, strongly suggests
discontinuity with the past (p. 210). The problem is that after
the Restoration, expenditure remained at roughly half this level
until the Glorious Revolution. Thus, in terms of land forces, if
not in terms of navies, the continuity of expenditure between Interregnum
and Restoration appears limited.
The contrast between army and navy is problematic
in a number of other ways. At the outset of chapter 2, we are boldly
told that the Tudors founded the modern English Navy. However, historians
have never been agreed on this point; other candidates for such
a foundation have included Alfred the Great, Edward III and Henry
V (p. 22). The problem, of course, is that pre-industrial ships,
being made of rotting wood, mean that navies needed constant re-foundation.
The author circumnavigates this problem by arguing that the Navy
should be defined not so much by its ships, but by its continuous
administrative establishment. This is seen as lying in the 1540s
with Henry VIIIs setting up of a permanent shore based administration
in the Council for Maritime Causes, even if it was to undergo considerable
modification over the next century and a half. We must contrast
this with the army. The author points to the important effectiveness
of the systems for raising and paying the New Model Army (pp. 83-6),
but this was, and continued to be, carried out on an ad hoc and
regimental basis. From 1645, there was continuity of personnel and
units, but arguably it would be at least the late eighteenth century
before Britain established a permanent administrative structure
for its armed land forces. It seems then that the administration
military revolution was somewhat staggered in England between its
two major arms.
One of the problems is that Englands, and later
Britains, military experience is so radically different from its
continental neighbours. With the Navy acting as the first line of
defence, there was no need for a large standing army to hold borders,
virtually no permanent fortifications in the style of the trace
italienne, so popular on the continent. Therefore, it could
be argued that a significant discontinuity between the Interregnum
and Restoration periods lies in part in the abandonment of the English
Republics brief ascendancy as a major land power, and the emergence
of Britain as a naval and expeditionary force, a policy still in
place into the twentieth century. Britain did not need the same
sort of military revolution as its neighbours; with a powerful navy
it could, and did, continue to rely on the amateur military tradition
for defence, and a small professional army for attack. This then
is part of the reason that England does not fit into the pattern,
fragmented and partial as it might now seem, found in the rest of
Europe.
This is not necessarily to undermine the authors
central premise, that it was the financial administration and systems
established in the civil wars and Interregnum were vital to the
later development of Britain as a military and imperial power. However,
it is evident that this did not necessarily amount to a transformation
of warfare in itself. This book throws illuminating light on the
developments of the period, assembling a mass of invaluable statistics
and a framework for understanding the processes of accumulation
and distribution. Despite the careful linking of these factors with
military fortunes and developments, what remains debatable is whether
these administrative changes constituted a military revolution,
or were simply one more stage in a process of evolution.
March 2000
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