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1. Definition
of History
Historians do not,
as too many of my colleagues keep mindlessly repeating, "reconstruct"
the past. What historians do is produce knowledge about the past,
or, with respect to each individual, fallible historian, produce
contributions to knowledge about the past. Thus the best and most
concise definition of history is:
The bodies of knowledge about
the past produced by historians, together with everything that
is involved in the production, communication of, and teaching
about that knowledge.
2. The Necessity
for History
All developed countries
have their National Archives (called the Public Record Office in
Britain) and a historical profession, both paid for out of taxpayers'
money. This is in recognition of the simple fact that knowledge
of the past is essential to society. What happens in the
present, and what will happen in the future, is very much governed
by what happened in the past. It is obvious that knowledge of the
past has not brought easy solutions to problems in, say, Northern
Ireland, the Balkans, or Palestine. But without a thorough knowledge
of past events and circumstances, we could not even attempt to grapple
with these problems. Without knowledge of the past we would be without
identity, we would be lost on an endless sea of time. The simplest
answer to the questions "Why do history?" or "What is the use of
history?" is: "Try to imagine what it would be like to live in a
society where there was absolutely no knowledge of the past." The
mind boggles. Of course, if history has this vital importance for
society, then it must be as accurate as possible, it must be based
on evidence and logical thought, not on specious theory or political
ideology.
3. Other Justifications
for History
Those who study history,
for career purposes, or just for personal enjoyment, have other
reasons apart from this all-embracing justification for national
resources being channelled into the study of history. Many of us
feel the almost poetic appeal of the past, have a passionate interest
in finding out what really did happen in the past - practically
all of the world's major tourist traps relate to the appeal of the
past (the Tower of London, San Gimignano in Tuscany, Ephesus in
Turkey). It is historians who provide the contextual knowledge that
eventually works its way into the guide books, and again the need
is for accuracy not specious theory. Historians also provide the
contextual knowledge for great works of art and literature, thus
enhancing our enjoyment of these. In addition, the study of history
offers to individuals major utilitarian learning outcomes. Training
in history is training in analysing, evaluating, and interpreting
both secondary and primary sources. It develops an understanding
that everything written pertaining to history, secondary or primary,
must be approached with scepticism and caution. It develops the
ability to distinguish between pieces of writing which are well-substantiated
and logical, and those which simply express theory, hypothesis,
or opinion. The skills and learning outcomes rising from historical
study are invaluable in a contemporary world which is dominated
by information and communications. The methods and skills required
of the historian, and, more important, the attitudes of mind transmitted
in the teaching of history, are of vital importance in assessing
and filtering the messages constantly battering against us. History
also provides a training in the writing up of the results of one's
researches, in the form of essays, reports, dissertations. What
is essential in history is clear and effective communication, well
structured, and written in precise and explicit language.
4. The Subjectivity
Question
Many who call themselves
"historians" do, indeed, use "history" as a vehicle for expressing
their own political commitment. That is sheer is self-indulgence.
History is a scholarly, not a political, activity, and while, as
citizens, we certainly should act upon our political views, in writing
history we have an absolute obligation to try to exclude them. Most
historians, like, most scientists, are motivated by the urge to
find out. Much nonsense is talked about historians inevitably
being "subjective"; the real point is that, being mere human beings,
they are "fallible", and subject to many kinds of career and social
pressures, or indeed common incompetence. Historians do disagree
with each other in their interpretations, as do scientists. But
history deals with human values, in a way the sciences do not, so
there is more scope for differences in evaluation. Historical evidence
is fragmentary, intractable, and imperfect. Individual books and
articles may clash with each other; there will always be areas where
uncertainty persists, but steadily agreed knowledge emerges in the
form of works of synthesis and high-quality textbooks. History,
like the sciences, is a co-operative enterprise. Some historians
today still seem to perceive historians (usually themselves) as
great literary and media figures, as individual intellectual and
moral giants giving leadership to ordinary readers. Such historians
- subscribers to what I call the "auteur theory" - tend to
glory in their own subjectivity. By all means enjoy their literary
flourishes, but always remember that the aims of a work of history
are very different from those of a work of literature.
5. History and
the Past
The existence of
the (mistaken) notion that historians "reconstruct" the past does
indicate that there is an awareness of the distinction between "history"
and "the past", though this distinction is often obfuscated. Particularly
is this the case with the metahistorians - A.J. Toynbee, right-wing
political scientists like Francis Fukuyama, Marxists, and postmodernists
- who, apart from any other uses, apply the term "history" to some
great process (invented by themselves) whereby the past unfolds
in a series of stages into the present and on into the future. In
their own studies this process is taken as a given, and they test
the history of historians against this given. No, to keep clear
of all the misconceptions which abound in historical epistemology
we have to make a firm distinction between history as "the bodies
of knowledge about the past produced by historians", and "the past"
as "everything which actually happened, whether known, or written,
about by historians or not".
6. Periodization
It follows from all
of this that periodization, the dividing of the past up into the
eras or periods, has no a priori existence. It is simply
an analytical tool of historians. A periodization which makes sense
for the West, will not make sense for Africa or Asia. A periodization
which makes sense for economic history, may well not make sense
for social or political history.
7. Primary and
Secondary Sources
The only way we can
have knowledge of the past is through studying the relics and traces
left by past societies, the primary sources. Primary sources, as
it were, form the basic "raw material" of history; they are sources
which came into existence within the period being investigated.
The articles and books written up later by historians, drawing upon
these primary sources, converting the raw material into history,
are secondary sources (pedants insist on pointing out that secondary
sources may become primary sources for still later historians, but
this is a matter of such triviality as scarcely to be worth bothering
about). The distinction between primary and secondary sources is
a critical one, though no historian has ever pretended that it offers
a magic key to the nature of historical study, or that primary sources
have a necromantic potency denied to secondary ones. There is always
some excitement about being in contact with a genuine primary source,
but one will not learn very much from a single source. Reading through
an edited selection of excerpts from primary sources will have the
salutary effect of bringing one in contact with the thinking and
language of past generations, but it will not amount to research.
If the ordinary reader, or history student, wants to learn quickly
about the role and status of women during the Renaissance, or about
the causes of the First World War, they will be well advised to
go to the secondary authorities, a knowledge of the principles of
history being useful in separating out the more reliable from the
less. But if you are planning to make an original contribution to
historical knowledge, you are unlikely to make much of a stir if
you stick strictly to other people's work, that is, the secondary
sources - to which, it should be stressed the research historian
will frequently return throughout all stages of research and writing.
The difference is critical in that strategy which all historians,
in one way or another, devise in embarking on a new research project.
It is through the secondary sources that one becomes beware of the
gaps in knowledge, problems unsolved, suspect explanations. It is
with the aid of the secondary sources, and all the other resources
of the profession, that one begins to identify the archives in which
one will commence one's researches. Primary sources, numbingly copious
in some areas, are scarce and fragmentary in others. Much has to
be garnered indirectly and by inference. Historians do not rely
on single sources, but are always seeking corroboration, qualification,
correction; the production of history is very much a matter of accumulating
details, refining nuances. The technical skills of the historian
lie in sorting these matters out, in understanding how and why a
particular source came into existence, how relevant it is to the
topic under investigation, and, obviously, the particular codes
or language in accordance with which the particular source came
into being as a concrete artefact. Philosophers, and others ignorant
of history, get confused because they think "primary" means "more
truthful", and "secondary" means "less truthful". That is not the
distinction at all. A good secondary source will be as reliable
as the historian can possibly make it. Primary sources are full
of prejudices and errors. They were not written to serve the interests
of historians coming along later: they were written to serve the
interests of those who created them, going about their own business.
We need to understand not just the distinction between primary and
secondary sources, but also that there are different types and levels
of secondary source. These range from the most highly specialised
research-based work, through high-quality textbooks which incorporate
some personal research as well as summarise the work of others,
to the simple textbooks, and then on to the many types of popular
and non-academic history.
8. Witting and
Unwitting Testimony
In their work, historians
have always recognised that primary sources, as well as containing
many kinds of imperfection, also contain many types and many layers
of evidence, even if they have tended not to make explicit statements
about this. The crucial, though never absolutely rigid, distinction
is between the "witting" testimony and the "unwitting". "Witting"
means "deliberate" or " intentional"; " unwitting" means "unaware"
or "unintentional". "Testimony" means "evidence". Thus, "witting
testimony" is the deliberate or intentional message of a document
or other source; the "unwitting testimony" is the unintentional
evidence (about, for example, the attitudes and values of the author,
or about the "culture" to which he/she belongs) that it also contains.
Actually, it is the writer, creator, or creators of the document
or source who is, or are, intentional or unintentional, not the
testimony itself, so these phrases are examples of a figure of speech,
the transferred epithet, where the adjective, which strictly speaking
should be applied to a person, is transferred to what the person
produced - the phrase is all the more effective for that. An understanding
of the nature of unwitting testimony, often the most valuable evidence
for a historian, might have guarded against the fashion for invoking
anthropology and postmodernist theory: from at least the time of
Frederick Maitland (1850-1896), historians have been using unwitting
testimony to establish the beliefs and customs of past societies.
No one is more familiar than the historian with the problems of
language to be encountered in primary sources, which abound in obscure
technical terms, words and phrases which have changed their meanings
over the centuries, attitudes and concepts which no longer exist
today, and may be scarcely expressible in the language of today.
9. The Arts as
Sources
It is fun, and it
is becoming fashionable, for historians to work with novels, films,
paintings, and even music. Doing this is not evidence of some superior
virtue, or sensibility; in fact, most of what we know about most
periods in the past will continue to come from the more conventional
sources. Historians have had a habit of quoting odd lines from novels,
as if these, in themselves, somehow provided some extra illumination.
Worse, historians refer to characters in novels (or even films)
as if they were real people. If cultural artefacts are to be used
at all in serious historical writing (and I believe they should
- they can be invaluable for attitudes, values, and quality of cultural
life), they have to be used seriously. If one is going to refer
to a novel or a film, one must provide the essential contextual
information about the artefact, and its production and reception,
to make the reference a genuine contribution to knowledge: one must
provide a "Quintessential Summary" (nature of the artefact, authorial
intentions, and so on). When the temptation comes to make use of
some cultural artefact the crucial questions to ask are "Does it
tell us anything we didn't know already?", and, more probingly,
"Does it tell us anything we couldn't discover more readily from
another source?" Novels have sometimes been used as sources for
living conditions and standards, as paintings of domestic scenes
have sometimes been used as sources for what people ate. But it
is far better to go directly to the actual statistics of wage rates
and to social investigations for the first topic, and to household
accounts, statistics of retail sales and so on for the latter one.
A painting of eighteenth-century French peasants consuming bread,
garlic and wine may be evidence of their regular diet, but there
is always the quite strong possibility that the artist might have
been more concerned with infusing his painting with the religious
symbolism of the Last Supper than with accurate sociological observation.
It is perfectly legitimate for editors and publishers to wish to
brighten up articles and books by including reproductions of various
works of art. But, with rare exceptions, such art works will, at
best, be no more than illustrations; at worst they may have little
real relevance to what is being said in the article or book. Serious
historians should only use such reproductions as genuine primary
sources, explicating them in exactly the same way as they would
explicate an extract from a written primary source.
10. Strategy and
Structure
I have already mentioned
the need for identifying a research strategy, using the secondary
sources to identify the topics to be addressed and the archives
to be used. The writing of history is an iterative process: frequently
in writing up one's researches, one will encounter problems necessitating
further research in the primary sources, or perhaps the consultation
of more secondary sources. The writing of history imposes demands
on historians which are very different from those of writing a novel,
or, say, literary criticism or sociology. In producing an account
which presents a sense of chronological change, and, perhaps, of
the movement from one period to another, incorporates explanation,
analysis and description, explains causes and consequences, discusses
different topics and themes and different aspects of the past (economic,
cultural, and so on), and which best conveys to the reader what
actually was happening, what interactions there were, what changed,
and what did not, it is essential to develop a structure
(that is, the sequence of chapters and sections within chapters,
and the way in which these are related to each other).
11. Writing History
We expect novelists,
poets, and playwrights to exploit the ambiguities and resonances
of language, even, perhaps, to express directly the dictates of
the unconscious, not always logical in its choice of words. Historians,
on the other hand, should convey their findings as clearly and explicitly
as possible. Some metaphors may be an aid to communication, others
will simply contribute to confusion and obfuscation. With all the
temptations to indulge in metaphor and rhetoric, cliché, sloppy
phrasing and slang, getting it right is fiendishly difficult. Two
essential injunctions are: "reflect" and "revise". What is it you
really want to say? Is precise explication really assisted by phrases
like, "webs of meaning", "cultural scripts", "discursive domains"?
Revise, not to achieve elaborate literary effect, but to convey
precisely what you mean to the reader. An exact, uncluttered style
is essential to historical communication, it is not an extra; and
if the style can be elegant (which is very different from being
elaborate or rhetorical) so much the better. Sentiment is not enough
in historical writing, what is needed is thought.
12. Nothing Ruled
Out
All human activities,
including history, are culturally (or socially, the meanings in
this instance are the same) influenced, but history is not "culturally
constructed" or "culturally determined". Too many naïve statements
have been made along the lines of "each age rewrites its history".
History is not a formation dance in which everybody in one period
marches in one direction, and then, in the next, marches off in
a different direction. What has happened in the history of historical
writing is that the scope, and the sophistication, of history have
steadily extended. In the twentieth century there was some development
away from political history, but political history is still very
important. In fact, no one type of history is intrinsically better
than another: provided the fundamental, but ever-expanding methodologies
are adhered to, it all depends upon which topics and questions are
being addressed. In the recent study of history greater emphasis
has been given to comparative history and to cultural history: but
one of the greatest strengths of history today is that nothing is
ruled out. Conclusion At its very core history must be a scholarly
discipline, based on thorough analysis of the evidence, and in the
writing up of which language is deployed with the utmost precision.
There must be constant awareness of the methods and principles of
that discipline, constant attention to how it is taught, and how,
at different levels, it is communicated to wider audiences.
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