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A coherent
narrative political history of early-modern Europe could be constructed
around disputes over the right of succession to sovereign thrones.
The very nomenclature of the history of armed conflict during this
period underscores the importance of succession in a society in
which the family stood at the centre of power-holding. The War of
the Palatine Succession in 1685 was followed by the Nine Years War
- sometimes interpreted as the War of the British Succession - then
the War of the Spanish Succession, the War of the Polish Succession,
the War of the Austrian Succession and, as late as 1778, not far
from the end of the ancien régime, the War of the Bavarian
Succession. Earlier in the seventeenth century, the death of Duke
Vincenzo II Gonzaga in 1627 led to the War of the Mantuan Succession
which provided an Italian theatre for the Thirty Years War, a conflict
the immediate cause of which was a dispute over the Bohemian succession.
Here, not unlike the English in 1688-89, a dominant Protestant nobility
attempted to protect its confessional interests by electing a king
in accord with its own religious views, the Calvinist Friedrich
V, Elector Palatine, and to reject the claims of the Habsburg Ferdinand
II, whose family had exercised a monopoly upon the Bohemian crown
for nearly a century. The victory of the House of Austria led to
the imposition of a new Catholic nobility and to the transformation
of Bohemia from an elective to an hereditary monarchy, thus demonstrating
how succession disputes could alter the demographic composition
of what we must still call 'the political nation' and the constitution
of a sovereignty.
Howard Nenner's deeply impressive and tightly
argued The Right to be King
addresses itself to the problems of the succession to the English
throne in the seventeenth century and, by extension, to the nature
of the Stuart monarchy in England; the nature of the Stuart monarchy
in Scotland is touched upon only fleetingly. The conflicts between
a strictly hereditary monarchy and an elective monarchy establish
two of the poles between which the lines of political debate were
conducted; other means of succession - by nomination or by conquest,
the latter closely tied to right by prescription - are also investigated
by Nenner. It is one of the signal strengths of Nenner's work that
he perceives and defines a typology for sovereign successions. At
the risk of brushing in too broadly a description of Nenner's very
meticulously-explored arguments, a model is proposed in which James
Vl and I adhered tenaciously to the concept of an indefeasible hereditary
succession in England, and the first Act of Parliament of his reign
clearly proclaimed this. James insisted that he was king by right
of blood, not by legislation, nor by the nomination of his predecessor
- Elizabeth I was particularly careful to avoid this technique for
the transfer of power - still less by conquest. Henry VIII's attempts
to impose a succession law by means of his various wills, the last
of which excluded the Stuarts, were swept aside; consanguinity displaced
nomination. Indefeasible hereditary right became a canonical element
of Stuart political thinking, confirmed by the seamless transfer
of the crown to Charles I (1625) and strongly re-iterated by the
rhetoric of the Restoration of 1660: the reign of Charles ll. began
at the moment his father's head was severed from his body in January
1649 on the scaffold outside the Banqueting House, Whitehall. From
that moment he had the possession
of sovereignty; it was only in 1660 that he acquired the exercise
of sovereign power.
Nenner continues, convincingly, that the
strength of indefeasibility was such that it survived the dynastic
crises of Charles II's reign: the sterility of the king's marriage
placing his Catholic brother, James, Duke of York, immediately next
in line to the throne; the failure of the subsequent Exclusion Bills
of the late 1670s and early 1680s; and Monmouth's challenge to James
II on Charles II's death in 1685. It was only another event of supreme
dynastic importance, the totally unexpected birth of a Prince of
Wales in 1688, that the unwelcome question of the succession was
reopened. Nenner appreciates entirely the weight of such 'family
matters', such accidents to which the dynastic system was definitionally
prone, for at this point the prospect of England ruled, not for
one reign alone, but for the foreseeable future by a Catholic monarch
presented itself. The success in defending hereditary indefeasibility
as the key principle of the English succession, seemingly clinched
during the battle over confessional exclusion, crumbled with breath-taking
speed once the sovereign sired a healthy Catholic heir, who, given
the accepted succession custom
would take precedence over his older Protestant half-sisters. A
system to combine the hereditary principle with a formula to produce
a sovereign acceptable to the political nation - a means I would
be inclined to call 'restrictive election' - was concocted for the
elevation of William III and Mary II. A law for the succession remained
unarticulated apart from the practical provisions for the immediate
future, the heirs of Mary's body (by William or by a subsequent
husband), followed by the heirs of Princess Anne's body and then
by any heirs of William's body, should Mary predecease him (as was
the case) and he re-marry (as was not the case).
This seemed a plausible solution for, at
last, Anne had produced, in 1689, a child (by this stage, the birth
of one of either gender was warmly greeted) in the form of William
Henry, Duke of Gloucester ( a shrewd combination of Orange and Tudor
nomenclatural imagery), who, despite persistent rumours of delicate
health, seemed to evince a greater chance of survival than any of
Anne's other children. As long as Gloucester lived, the definition
of a succession law could be deferred, despite agitations, dating
as early as 1689, from the courts of Hannover and Torino that their
residual rights should receive some form of recognition. The arrangements
of 1689 were sufficient for the moment. This moment lasted until
1700, when Gloucester died, and the widowed, childless William III
was compelled to contemplate the succession to his equally childless
sister-in-law, now the only heiress to his British titles. The Act
of Settlement of 1701 fused the elements of hereditary and elective
monarchy with the guarantee of a succession acceptable to the political
nation, and, finally, after a century of turbulent theoretical and
religious debate, England - although not yet Scotland - had a juridically
established law of succession.
Nenner views the absence of such an articulated
law of succession - insofar as an 'absence' can be a 'presence'
- as the key element in the debates surrounding the nature of the
seventeenth-century Stuart monarchy in England. Nenner is very disinclined
to cast his scholarly eye across the Channel. It is churlish for
any reviewer to chide an author for not having written the book
he had never intended to write, but by placing the problems of the
English succession within a continental context, the density of
Nenner's arguments acquires even greater resonance, for it is immediately
apparent that the English situation was anything but unique; it
was part of a larger European phenomenon. Very few sovereignties
in seventeenth century Europe possessed a clear hereditary succession
law. One of the few and one of the earliest to have one was Denmark.
The 'Kongelov' of 1665 endowed Frederik III with sweeping legislative
and juridical powers, but it also pronounced the transformation
of Denmark from an elective monarchy, albeit one in which the king's
eldest son was habitually 'elected', into an hereditary monarchy.
The drafters of this law obviously felt that a clearly and precisely
enunciated succession law was crucial to the newly-assumed hereditary
status of the Danish throne and they spelt out in meticulous detail
the order in which princes and princesses (Denmark accepted the
principle of female succession) were to be called to the crown.
While the practicalities of the Danish Kongelov were implemented,
its text remained hidden amongst the crown jewels, unpublished and
unproclaimed. The republic of letters rapidly learned its fundamental
details through unofficial newspapers, the seventeenth-century parallel
of the samizdat, but the hesitancy
to declare it publicly could well point to the perceived dangers
accompanying such a novelty as a published law of succession. As
late as the mid-eighteenth century, the court of Versailles pretended
to ignorance of the exact status of the court of Copenhagen - elective
or hereditary? - and expressed this feigned confusion by letters
addressed from the King of France to the King of Denmark with the
inferior 'mon cousin' rather than the superior (and equivalent)
'mon frère'. Given the dynastic proximity of the House of
Stuart and the House of Oldenbourg (James Vl and l's consort was
Anne of Denmark, sister of Kristian IV, who actually visited his
sister's court; while her homonym, the future Queen Anne, married
Prince George of Denmark), it is unlikely that such constitutional
questions, which found expression in the seemingly trivial external
expressions of etiquette, did not make some impact upon Stuart thinking.
France itself, that over-stated and inflated
model of centralising and 'absolute' monarchy, had anything but
a clearly-pronounced succession law. It was not until a late phase
in the sixteenth-century Wars of Religion that the question of the
nature of the royal succession became paramount; by the assassination
of Henri III in 1589 the seemingly factional and confessional sequence
of 'civil wars' had transformed themselves into yet another 'succession
war'. Henri IV's conversion and coronation at Chartres (1594 - Reims
was still in the hands of the Catholic Ligue), followed by a sequence
of reconciliations with the Guise family, established the fundamental
'succession law': the sovereign of France had to be male and the
Salic Law, sharply questioned during the Hundred Years War with
England and during the Wars of Religion, was accepted; he was called
to the crown in the order of strict primogeniture and, as a result,
he had to be the next in line by direct male descent from a sovereign,
even if that meant, as was the case with Henri IV, stretching back
to a cousin in the nineteenth-degree of kinship to his predecessor;
and he had to be Catholic. The problem was not, however, entirely
resolved. During the seventeenth century two other loosely-defined
elements of succession law remained, the questions of legitimacy
and of renunciation.
The pressure by the legitimised Longueville
family for inclusion in the succession, the Treaty of Montmartre,
which proposed to incorporate the Lorraine dynasty into the succession
in return for the transfer to France of their patrimonial duchy,
a strategic sovereignty on France's borders, and Louis XlV's panicked
attempt to insert his two illegitimate sons, the duc de Maine and
the comte de Toulouse, into the succession all suggest the lack
of clarity of definition of a succession law in France. The Regency's
refusal to accept the novelty of a potential bastard succession
to the crown merely drove the argument back to the Orléans's
own uncertain position in the succession: the competition between
Felipe V of Spain (the young king's uncle) and the duc d'Orléans
(the young king's cousin) for the French succession, on the assumption
of Louis XV's death without a son. Felipe V had been compelled against
his will to renounce his rights to the French throne for himself
and his heirs as the price for retaining those parts of the Spanish
crowns salvaged for the House of Bourbon at the Utrecht peace settlement
(1713). As the King of Spain and his faction at Versailles never
entirely accepted the validity of such an imposed renunciation,
the juridical questions of whether a prince could abdicate for himself,
and at the same time renounce the rights to a succession for his
descendants, both born and unborn, re-emerged in European political
debate. These, surely, had profound implications for those devoted
to the cause of James III. While James II might have been decreed
by the Convention to have 'abdicated', could he, as well, legally
have renounced the rights of his only legitimate son? The confusion
over the French succession, pitting two branches of the Bourbon
dynasty against one another, was not settled until the birth (1751)
of the first of the many sons of Louis XV's Dauphin; a constitutional
issue was thus resolved by the more direct ways of sexual procreation,
not by a debate over succession laws. Demographic accident served
here as a means to a de facto
stabilisation, rather than, as it so frequently did, as the impetus
to political crisis. Although the tensions between the court of
Madrid and the Orléans establishment had, superficially,
been resolved by distancing both of their claims, the Orléans
branch of the family retained its keen interest in the French succession,
as evinced by its policies during the Revolution and in 1830. The
point must be made that the supposedly most dirigiste monarchy in
Europe had a law of succession which was dictated by custom not
by law, one which seemed open, during moments of dynastic uncertainty,
to re-interpretations and interventions on the part of the reigning
monarch and his kinsmen.
For once, France was typical of Europe as
a whole: custom, not legislation, was the key to most European succession
patterns. As David Parrott's recent studies of the Gonzaga successions
demonstrate, for as long as the crown passed directly from father
to son or even from brother to brother, there was little practical
need of a juridical succession law, even for those crowns in the
Holy Roman Empire and, like Mantova, in Reichsitalien, which were
subject to some, usually automatic, form of Imperial confirmation.
The Stuart assertion of indefeasible inheritance in 1625 and even
in 1685 was easily accepted because the line of descent was clear
to a political nation fully alert to the, at times unspoken, rules
of inheritance. Legislation, carrying the heavy burden of the threat
of election, was not necessary or desirable in such circumstances.
While Parrott is absolutely correct in viewing succession patterns
determined by custom as typical of Europe as a whole, it must be
noted that the dynastic 'machine' was especially prey to the demographic
fragility which effected all hereditary systems. Studies of the
French ducal peerage suggest that the average span for a title to
remain in one House was a mere three generations: sterility or 'daughtering-out'
frustrated a long familial durée.
Sovereign dynasties appear to have been
rather more durable, although the House of Austria remained on the
Spanish thrones for only five generations, the Vasa in Sweden for
four. Few dynasties could match the (still) unbroken male descent
of the Houses of Savoy or of Lorraine. The family history of the
Houses of Tudor and Stuart was particularly unfortunate in this
respect; unbroken lines of male descent, easily acceptable by the
political nation, were the exception, not the rule. On the continent,
problems inevitably arose when cousins, at some times, as with Henri
IV in 1589 or Karl Theodor of Bavaria in 1777, many degrees removed.
succeeded cousins, or when heiresses were involved. Compromise,
compensation for disappointed candidates and contest and challenge
introduced themselves immediately, again, as Nenner drives home
the point for England, because there simply was not an articulated
rule of succession. Demographic fragility was central to hereditary
dynastic thinking: God decided who would have children, whether
they would be sons or daughters and who would survive. To this means
of thinking, there was an elective component to sovereign succession,
but one which was represented by a single, divine elector. For hereditary
sovereignties, human intervention, as embodied normally by parliamentary
estates, contradicted the fundamental definition of sovereignty.
It introduced the concept of elective monarchy with an unacceptably
broad electorate, and that menace, as Nenner clearly demonstrates
for the case of England in the seventeenth century, united, apart
from the radical Whigs, the political nation which feared that such
a system would merely become the antechamber to the republican Commonwealth
rejected in 1660.
Nenner is especially trenchant on the traumatic
background of the 1649-60 régime in Britain for an understanding
of the subsequent determination to retain the hereditary monarchy
and to deny in public the existence of an elective element. Returning
to the continent, we find a much more mixed structure. The secular
head of Christendom, despite the protests of the King of France,
was undeniably the Holy Roman Emperor, and his position was elective.
The constituency was small, the seven electors stipulated by the
Golden Bull of 1356, expanded to eight in 1648 and then to nine
in 1692. The possibility of a future enlargement of the electoral
franchise was strongly present during the eighteenth century, and
although the Imperial crown remained uninterruptedly in the hands
of the House of Austria from 1452 to 1740, the attempts in 1519
by François I and Henry VIII and throughout the seventeenth
century of Kings of France and Bavarian electors to present their
own candidacies underscore the elective nature of this throne.
The question of elective monarchies - as
distinct from elected sovereigns such as the Doges of Venice and
of Genoa - inevitably drives the debate back to the Baltic crowns.
The Danish conversion to a de jure
hereditary monarchy should not obscure the fact that it appeared
to be a de facto hereditary
monarchy since 1448, from which point the reigning king's eldest
son was almost invariably elected as his successor during his father's
lifetime. 'Appeared', however, is the operative word, for events
in the early sixteenth century emphasised the strength of the tradition
of elective monarchy. The internal strife in Denmark surrounding
the elimination of Kristian II in 1523 from the political equation
- another precedent for the tumult of 1688-89 in Britain whereby
a revolt of the élites forced a reigning sovereign into exile
- altered the recognised line of succession, shifting it from a
nephew to an uncle. The political collapse of Kristian II is particularly
significant as it reinforced the elective nature of what Ragnhild
Hatton defined as the 'Northern Crowns'. The events of 1523 certainly
confirmed the elective nature of the Danish crown in the sixteenth
century: a king could be deposed and another king - a close relation,
one of the pool of plausible 'blood candidates' - elected in his
place. The elective nature of the Norwegian monarchy was also specifically
articulated and confirmed at this moment. The Union of Kalmar was
broken and Sweden elected its first Vasa king, Gustaf I, a monarch
with no blood claim to the throne, but one of the few prominent
grandees to have escaped the 'Bloodbath of Stockholm'.
If the three royal Baltic crowns were emphatically
'elective' in the sixteenth century, this situation changed during
the seventeenth century, not only in Copenhagen but also in Stockholm.
Sweden offers other close parallels to events in seventeenth century
England. The deposition of the Catholic Sigismund in favour of his
Lutheran uncle Karl IX provides yet another example of the means
by which the élites rid themselves of a sovereign who was
'inconvenient' in terms of his view of the constitution, however
that was defined, and his confessional orientation, a similar conjoncture
to that which trapped James Vll and 11 in 1688-89. One result of
this crisis was the 1604 Norrkopping Pact of Succession which accepted
female succession under restricted conditions. This was another
early attempt to define laws of succession, and it is striking that
it emerged from a dynasty in turmoil, one only recently established
on a throne, one which had implicitly accepted the law of election
in order to advance to royal rank and one which was divided by profound
familial strife. There was the potential for challenge from within
Sweden and the certainty of challenge from without, from Copenhagen
and from Warsaw. It is difficult to avoid the impression that the
fragility of the position of the Vasa in Sweden, and indeed in Europe,
drove them to seek protection in clear-cut and juridically defined
patterns of succession rather than to rely on time-honoured customs
upon which they had no sustainable claim.
The Catholic Vasas, established on the elective
Polish throne, continued to contest the title of their Lutheran
cousins in the junior line to the Swedish throne, but the ease with
which the six-year-old Kristina, a minor and a female, succeeded
her father, Gustaf II Adolf, in 1632 demonstrated how smoothly the
Pact of Succession could operate, although with the significant
reserve that the queen-mother was distanced from the regency in
favour of Axel Oxenstierna. The succession of another minor in 1660
produced a similar situation. The rights of Karl Xl to his father's
throne were not questioned, but Karl X Gustaf's will was overturned
in order to restrict the political influence of his widow on the
regency council for her underaged son and to exclude, contrary to
the dead king's wishes, his brother from the council entirely. Although
the hereditary principle was accepted as the functional mode for
the transfer of the crown from parent to child, the power of the
dynasty as a whole to participate in the exercise of power was contained
by a grandee caste eager to resist notions of indefeasibility in
future cases when the succession-might be less obvious and clear-cut.
The very fact that Karl X Gustaf left a will - one which was disregarded
as comprehensively as those of successive French kings - created
a precedent for his son, in a much stronger political and financial
position than his father had been, to assert a succession law based
upon the right of nomination by the incumbent, for Karl XI, at his
premature death in 1697, set down precise instructions for the descent
of the crown itself, suggesting that the Swedish succession, in
the so-called 'Age of Absolutism', was testamentarilv bequeathable.
As Karl XI had an only son, his succession
posed no immediate problem, with a son succeeding a father, but
on the death in 1718 of Karl XII, unmarried and childless, the crown
passed, approximately but not strictly following the terms of their
father's will, to his younger sister, Ulrike Eleanore, married to
the Landgraf of Hessen-Kassel. Here, during a period of dynastic
crisis, when the royal treasury and royal power within Sweden had
been considerably weakened as a result of the Great Northern War,
a new situation presented itself. The critically important years
of 1718-20, nearly coinciding with the opening of the Hannover dynasty's
tenure in Britain, shed much light on the nature of the Swedish
succession. Although Ulrike Eleanore was next in line to her brother
- their elder sister was dead and her descendants had effectively,
if not specifically, been excluded by Karl XI's testament - it remains
uncertain by precisely which right she succeeded him on the throne:
hereditary right?, testamentary right as laid down in their father's
will? The events of 1720 are traditionally depicted as an abdication
on the part of the queen in favour of her husband, now Frederik
I, a transition from being a ruling queen to a queen-consort. My
own research suggests strongly that all Ulrike Eleanore did in 1720
was to accept her husband's elevation to the royal title and to
resign the right of administration to him; I cannot see, at least
at this stage of research, that she, in any sense of the word, 'abdicated'
her sovereign status. If this is so, the 1688-89 model of William
and Mary cannot have been far away. Mary was recognised as sovereign
queen of Great Britain and William as sovereign king, but the governance
of their sovereignty - as Nenner demonstrates quite clearly - was
entrusted to William. Yet Mary's position as the prime hereditary
beneficiary was acknowledged by the rather primitive succession
arrangements which were established: had William died before Mary,
she would have remained sovereign queen in her own right, assumed
full administrative governance and transmitted her claims on the
sovereignty to any children from a subsequent marriage. The arrangement
of 1688-89 delicately balanced the notion of hereditary sovereignty
- Mary's paramount family claims, on the assumption that her half-brother
had never been born - and an elective monarchy of a sovereign chosen,
for his personal gifts, but one with his own blood claims on the
crown, William III of Orange being, via his Stuart mother, third
in line to the British succession, two places behind his own wife.
William's own dynastic rights in England were essential for the
case of a joint monarchy. Although Nenner does not discuss the issue,
this structure of juridical power-holding opens questions as to
Mary II's governance of Britain during William's absences on the
Continent: was this by virtue of her right as a crowned and anointed
sovereign or by right of delegation, almost a regency, as designated
by her husband? Such niceties of constitutional law rarely altered
balances in the realities of power-holding; but we do need to know
what the juridical structures were, if only to judge how far away
from them political practicalities impelled rulers to move and to
what extent they felt obliged to justify and validate such innovations,
however temporary they may have been.
We cannot yet, however, abandon the court
of Stockholm. Like William and Mary, Frederik and Ulrike Eleanore
were childless; the question of a succession to direct heirs of
their bodies simply did not present itself; and, as again in the
case of England, the queen, who had the clearest hereditary claim,
predeceased her husband, who, unlike William, had no blood right
of his own to his throne. As it became obvious that the couple would
have no children - and as with William and Mary perception of the
sterility of the marriage was expressed remarkably early-Ulrike
Eleanore and Frederik pursued diametrically opposed policies to
select a successor, the queen supporting a member of the Zweibrucken
branch of her own family in order to perpetuate a Wittelsbach presence
in Sweden, the king the candidacy of his younger brother as part
of the campaign to create a tenth electorate in favour of the House
of Hessen-Kassel. Factions developed to advance these two possibilities,
but it is striking that the Riksdag, in its elective role, chose
instead Adolf Frederik of Holstein-Gottorp, a cadet from a clan
closely attached to the Swedish royal House. In the midst of all
this genealogical detail, some striking structural points emerge.
During periods of monarchical strength, such as the reign of Karl
XI, the disposition of the crown seemed to be in the hands of the
incumbent, by means of his testament; when the power of the Estates,
particularly the magnate class, was in the ascendant, the succession
acquired a much more elective character, although the candidates
for election had to belong to a recognisable pool of princes with
some blood claim to it. The candidates for the succession to Frederik
I and Ulrike Eleanore were all related to the king or the queen
in ways which would have made juridical sense in terms of private
law, and I shall return shortly to the definition of relationships
to succession within such a pool, because it sheds light on a central
point of Nenner's thesis for England, the potential problems posed
by contradictions between private succession laws for subjects and
the succession to the sovereignty itself. The conflict between,
for lack of better terms, private and public law, or to be more
precise, between the code governing non-sovereign succession, even
at the ducal level, and sovereign succession plays a fundamental
role in Nenner's thesis.
The fusion between hereditary and elective
right, so crucial to the 1689 settlement in Britain, is clear in
other Baltic sovereignties as well, notably Poland and Russia. The
elective nature of the Polish monarchy, based on the vast constituency
of the szlachta (following Robert Frost, roughly 70,000 nobles participated
in the uncontested election of Wladyslaw IV in 1632), made it an
unique if not widely copied institution of power-holding in early-modern
Europe. The extinction, in 1572, of the Jagellion dynasty, which
had soldered the personal union of the kingdom of Poland and the
grand duchy of Lithuania, initiated a sequence of elections to the
monarchical crown, which after the unsuccessful (1573) flirtation
with the Valois candidacy, directed attention only to princes with
a dynastic claim upon the Jagellionian inheritance, first Stefan
Batory, but, subsequently the Catholic branch of the House of Vasa.
It was only with the abdication (1668) of the last of these, Jan
Casimir, that election to the Polish throne ceased to be predicated
upon some, albeit ill-defined, form of hereditary right. Even so,
the successors to the Vasa in Poland, notably Jan Sobieski and his
wife, attempted to introduce a strictly hereditary system of succession,
failing which, a juridical mechanism to elect the heir during the
lifetime of the incumbent.
The uneasy union between the concepts of
heredity and election evinced itself, in different forms, in Russia.
In 1722, Peter I assumed the right to nominate his successor, thus
bringing the succession law for the sovereignty into line with the
right conferred in 1714 on the head of each Russian noble family
to control the succession to his lands by naming a chosen heir,
a striking attempt to coordinate 'public' succession law and 'private'
succession law, but one which concentrated considerable power in
the hands of the incumbent. By the time of his death in 1725, however,
Peter had failed to make his choice, and Russian nominative succession
became dormant, although it did not disappear entirely. The uncertainty
caused by Peter's death without a recognised successor opened the
door for an elective constituency but one much smaller than that
of the Polish szlachta, for it became, eventually, the élite
guards regiments which determined, by a sequence of coups d'état,
who sat on the Russian throne. This was election by force, but,
yet again, the only plausible candidates were those with some direct
blood or family link to the Romanov dynasty (with the innovation
that wives could succeed husbands). Some form of dynastic validation
was essential. Once established on the throne, those two monsters
of eighteenth-century statecraft, Elisaveta Petrovna and Catherine
II, maintained their hold upon power by securing the 'elective'
confidence of the high aristocracy and the ecclesiastical hierarchy.
Catherine attempted to revive Peter's nominative right with a decree
excluding her only (presumably) legitimate son in favour of her
grandson, but this document conveniently disappeared while the empress
was in her death throes. The flea-like agitations of the Russian
succession in the eighteenth century were settled only in 1797 when
Emperor Pavel Petrovitch, in a self-conscious act of retrospective
matricide, decreed a succession law which, without specifically
barring female succession, established the descent of the crown
in such a juridical fashion that effectively blocked any woman from
reigning in her own right; any male member of the House, however
far removed from the throne in terms of dynastic blood links, took
precedence over the incumbent Tsar's closest female relation. Russia
therefore had a coherent succession law one which, as Roderick McGrew
has pointed out, eliminated 'a condition fertile for political intrigue...and
was an important step towards a regularized political system', only
at the end of the eighteenth century and only after a period of
chaotic 'elections', albeit elections for which only a limited number
of candidates, based upon hereditary affinity, were eligible.
Pavel Petrovitch's succession law points
forward to a more rigid juridical definition of succession legislation,
evinced, as well, in the early nineteenth century by the succession
arrangements reached by such recently-established dynasties as the
Sachsen-Coburg in Belgium and the Bernadotte in Sweden. But these
precise pieces of legislation came only after the end of the ancien
régime. As Howard Nenner suggests, the much more 'mixed'
structure of succession agreements, in which 'the best' or 'most
accommodating' or 'most convenient' of the candidates. but only
those with plausible dynastic claims, could be 'elected', or, to
use the jargon of the time, 'recognised' - in order to preserve
the notion of hereditary descent of-the crown - installed itself
in English succession law from 1688-89 onwards. It is necessary
to remember that the combination of the concepts of elective choice
and dynastic inheritance became well entrenched within northern
Europe at roughly the same time as the Glorious Revolution. In the
Baltic the distinction between indefeasible hereditary monarchy
and monarchical election was less clear cut than Nenner would present
it for seventeenth-century England; in Denmark, Sweden, Poland and
Russia both systems, in very different ways, evolved hand-in-hand.
Nenner devotes most of his efforts to an
investigation of these two seemingly opposed forms of succession,
indefeasible heredity and election, yet right of nomination and
right of conquest continued to play significant roles in the eighteenth-century
validation of sovereign power-holding. Peter l's 1722 decree drives
attention inexorably to the Spanish monarchies, for throughout the
seventeenth century the final testament of the King of Spain was
the determining document upon which the succession to his crowns
was based. The problem here, of course, lies with the very notion
of a coherent 'Spain'. Iberian 'Spain' itself consisted of a number
of crowns, principally Castile and Aragon, but also Granada, Leon,
Majorca and Navarre, and, between 1580 and 1640, the kingdom of
Portugal, to which we shall shortly return. But this was only Iberian
Spain, and it neglects Mediterranean Spain - the kingdoms of Sardinia,
Sicily and Naples - and what can best be termed 'European' Spain,
the duchy of Milano, the Franche-Comté (until 1678) and the
Southern Netherlands. All of these units of 'Spain' had individual
and highly idiosyncratic customs,
not laws, of succession, as
Louis XIV fully appreciated when he pressed, by means of the War
of the Devolution, for 'recognition' of the rights of his consort,
the Infanta Doha Maria Teresa, to a chunk of the Southern Netherlands.
The King of France, basing himself upon local private
law in Flanders, claimed that his consort, as the only surviving
child of Felipe IV's first
bed, was entitled to some compensation in the Southern Netherlands,
as the King of Spain's only son, Carlos II, was the issue of his
second bed, and, as sole male
heir, had 'scooped the pool' to the jumbled Spanish inheritance.
Similarly, in the 1777-78 Bavarian succession dispute the public
rights of the multi-branched House of Wittelsbach to the sovereign
succession of the electorate and the private rights of the late
and childless elector's family (related to him through his sister)
to extensive allodial landholdings collided head-on and provoked
a European crisis. As we have seen, Nenner is fully alert to conflicts
between 'public' and 'private' law in his discussion of the English
succession, the gaps, the distinctions and the differences between
those customs governing sovereign succession as distinct from those
framing the transmission of the lands and titles of aristocratic
subjects, to repeat, even those at the most elevated ducal or princely
level. The notion of sovereignty is the key here; those with claims
to sovereignty behaved differently from 'mere' grandee subjects.
Carlos II's testament is a key document.
For generations heads of the Spanish branch of the House of Habsburg
viewed the aggregate of their possessions as disposable by their
last will and testament. Successive Kings of 'Spain', during the
long periods in which direct male descent seemed uncertain, promised
to detach elements - the Spanish Netherlands or the duchy of Milano
- from their conglomerate at their death or held out the lure of
the entire inheritance - constantly to the House of Savoy - in the
hope of diplomatic advantage. The fundamental point remains that
the right to the succession to the Spanish kingdoms, viewed as a
whole, was nominative; the will of the incumbent was the key factor
in the absence of one obvious male heir. Carlos II's testament,
kept secret until his death late in 1700, named the duc d'Anjou
as his heir, on the assumption that the young prince's elder brother,
the duc de Bourgogne, and their father, the Dauphin, would renounce
their claims as they were in direct line to the French succession.
A number of salient points emerge from this crucially important
episode which extended the war of the 1690s into that of the first
two decades of the eighteenth century. Firstly, the right of nomination
could be exercised by the incumbent only in the circumstances of
the king having no sons and no brothers; dispossession of such close
male relations was impossible, although the Don Carlos crisis of
Felipe II's reign suggests that such action was at least contemplated.
Secondly, while succession by nomination retained juridical validity
into the eighteenth century, the successful candidate, as was so
frequently the case, had to belong to the pool of princes perceived
by the political nation as having some blood right to the crown.
The Bourbon duc d'Anjou, a member of Carlos II's family rather than
his House, had, despite the renunciations to the Spanish inheritance
of his grandmother on her marriage to Louis XIV, the best blood
claim, one established by earlier Castilian succession precedents.
The third point to be noted is the introduction of a nuanced form
of election into the Spanish succession in 1700, for Carlos II attached
one vitally important condition to the nomination: the chosen prince
would have to accept the Spanish inheritance intact and to guarantee
its complete integrity. If not, the next nominee would be invited
to do so and to ascend the thrones. Louis XIV, who had previously
negotiated with William III for a peaceful partition of Carlos's
legacy, effectively had to yield to the pressure of the specifically
Castilian grandees who wanted no diminution whatsoever of Spanish
landholdings and no alienation of extra-lberian sovereignties in
order to purchase the goodwill of disappointed candidates. In accepting
the terms of Carlos II's will on behalf of his grandson, the King
of France secured the essential support of the Castilian élites
but also implicitly acknowledged their role in determining the form
of the succession. The new king, Felipe V, supported by his grandfather,
attempted to ensure that this haphazard and mixed approach to the
Spanish succession could not be repeated and introduced the Salic
Law in 1713 into a much more juridically integrated and homogenised
Spain, an innovation repudiated in 1830 as a noxious French import
in an eventually successful attempt to assert that, in the absence
of a son, the King of Spain would be succeeded by his daughter in
preference to his brother.
If succession by nomination continued to
be exercised in the ancien régime, so did succession by right
of conquest. Nenner is sharply aware, however, of how problematic
this particular form of succession could be in a society which was
centered upon the concept of precedent and which professed distrust
and even hatred of any modification which could be stigmatised as
'innovation'. Succession by conquest opened the possibility of succession
by a prince - or, indeed, anyone-with no blood right or juridical
right to a sovereignty. In 1580, at a moment of dynastic crisis
in Lisbon, Felipe II of Spain invaded Portugal, where he imposed
himself as king. He was careful, however, to assert his blood rights
to the throne through his mother and to extract recognition of his
self-declared 'superior' claims from as many of the other potential
candidates as he possibly could. Even so, sixty years later, in
1640, the descendant of two of these plausible claimants led a successful
revolt against the Spanish authority and established himself as
King Joao IV. The events of 1640 in Lisbon are remarkable: using
the language of 'restoration' and specifically not 'revolution'
and brandishing the cultural weapon of Lusitanism, Joao IV created
a de facto Portuguese succession law, one which countenanced female
succession but also succession in the illegitimate male line-the
new king possessed both claims. The rights of bastards to a sovereign
inheritance had found some limited acceptance in the Italian courts
of the Quattrocento and Cinquecento - Ferrara (where a more experienced
illegitimate son actually imposed himself before a still-untested
younger legitimate son), Modena, Florence - but the operating succession
arrangements in Portugal stand out as, at least to my knowledge,
an unique example in the seventeenth and eighteenth centuries of
respect for the juridical claims of those born out of wedlock.
The Italian peninsula indeed provides a
striking - and strikingly late - example of succession by right
of conquest. In 1734, Carlo I, Duke of Parma and Piacenza, the eldest
son of the King of Spain, Felipe V, by his second wife (there were
sons from the first bed), Elisabetta Farnese, conquered Naples amidst
the chaos of the European-wide War of the Polish Succession. Although
Carlo (from 1759, Carlos III of Spain) had convincing claims, via
private, allodial law thanks to his mother's position as one of
the more impressive heiresses of eighteenth-century Europe, to the
Farnese duchies and to the grand duchy of Tuscany as well, he had
none to the kingdom of Naples, assigned to the Austrian Habsburgs
as part of the 1713 Treaties of Utrecht. As with Portugal in 1640,
the rhetoric of cultural politics was deployed: the independent
sovereignty of Naples was 'restored', following a gap little short
of 250 years. The emblematic definition of 'restoration' looms as
importantly as the problem of 'succession' over early-modern European
history, and Carlo and his consort, Maria Amalia of Saxony, worked
assiduously to 'recreate', through a highly sophisticated form of
cultural patronage, a specifically Neapolitan identity. Juridically,
the kingdom of Naples was a papal fief - the lengthy disputes over
the ceremony of the Chinea in Rome, the presentation of a white
horse as feudal tribute to the pontiff, shed important light on
this complex relationship - but the Borbon-Wettin couple simply
cut across all this, providing a precedent for succession to sovereignties
without reference to juridical overlords, mainly the Pope but also
the Holy Roman Emperor. The succession of François Étienne,
Duke of Lorraine and Bar, as Grand Duke of Tuscany in 1737, three
years after Carlo VII's conquest of Naples, confirmed that the practical
functioning of laws of succession need not be rooted in family rights,
and, in this way, despite the application of the cosmetics of 'nomination',
the succession in Tuscany was 'massaged' to produce the same result
as in Naples - effectively François-Étienne 'conquered'
Florence, but he conquered it peacefully, without the bellicose
stage effects of military invasion. I would like to suggest - but
no more than suggest - that the disregard, certainly the dwindling
respect, in eighteenth-century Italy for the established authorities,
Imperial and, again, especially, Papal, to control and to adjudicate
transmissions of succession in the absence of an obvious male heir
installed the notion of dynastic 'deals' which were, in effect,
conquests. Realpolitik understandings
between the major courts, Vienna (as Austrian not as Imperial),
Versailles and Madrid, aimed to impose succession settlements on
the Italian peninsula without reference to its traditional overlords,
whose power had been self-evident in the seventeenth century, and,
thus, helped to pave the way for the most notable exponent, one
saturated in Italian political Kultur,
of the practice of asserting sovereignty throughout Europe by right
of conquest, Napoleon Bonaparte. Bonaparte, as well, manipulated
the cultural norms of the ancien régime - replicating formalities
of court etiquette and employing artists, musicians, scientists
and historians associated with his predecessors - in order to validate
his new system, but that new political system owed much to the willingness
of eighteenth-century powers to marginalise the rights and responsibilities
over succession law emphatically asserted by the Pope and the Holy
Roman Emperor during the seventeenth century. In a tetchy review
in the Times Literary Supplement,
Tim Blanning recently questioned why historians should concern themselves
with questions of how one Italian king or duke grabbed such-and-such
a sovereignty in the eighteenth century; one reason to address ourselves
to these questions is that such manoeuvres stand at the heart not
only of European early modern political history, and, by extension,
that of political-historical thought, as justifying claims to sovereignties
through primary documentation drove forward the notion of evidential
history (and the organisation of archives and libraries), but also
of European social history. Exploring these questions can say as
much about early modern definitions of the family as it can about
the history of power-holding. Howard Nenner's focus upon the specific
concept of succession asserts its importance for England; it is
clear that the questions surrounding succession are essential for
the study of the rest of Europe as well. Nenner's re-orientation
of seventeenth-century history towards the concerns and preoccupations
of the time - rather than to late twentieth-century obsessions with
'Large Historical Questions' - is one of the major achievements
of his volume, and, l suspect it moves him closer to the Annales
view of mentalité. although
a mentalité of the élites,
indeed that of the pinnacle of society. than he may have intended.
Finishing, very belatedly, this review in
the weeks following the death of Diana, Princess of Wales and the
consequent, unmistakable sharpening of the debate over the nature
of the British - both English and Scottish - monarchies and the
laws governing succession to them, it is impossible for me not to
note the timeliness of Nenner's book. Part of the agenda of what
is presented as 'think-tank' meetings at Balmoral - Elizabeth II's
attempt to salvage the monarchy by presenting a 'reforming' or,
to use current jargon, 'modernising' profile to the media - concerns
itself specifically with the mechanism of succession: the identity
of the consort-Anglican or not? - of those with blood rights and
the order in which they are summoned - date of birth or gender?
The public perception of the links between this late-twentieth-century
constitutional discussion and the world of historical erudition
was signaled when The Times
decided, quite consciously, to give front-page prominence to the
recent discovery by Michael Bennett of a document in The British
Library dating from 1376 in which Edward III nominated
his heir and established an English succession law which excluded
women; Edward, at the same time, continued to press his own claims
to the French throne by right of female descent. Although the charter
dates from over 600 years ago, its revelation was considered sufficiently
'Times-worthy' for such prominence because of the historical background
it provides to proposals for altering the order of the British succession.
These proposals also draw attention implicitly to projects for a
reformed House of Lords and to the suggested anomaly between the
laws governing succession to the British sovereignty and those regulating
the descent exclusively in the male line of the overwhelming majority
of English peerages, an aspect which Nenner discusses with considerable
subtlety.
Yet again, a continental framework is essential,
and, in exploring modern comparisons, a number of tropes which have
appeared already in this article represent themselves. As early
as 1953, a referendum in Denmark altered the law of succession in
order to enable the king's daughters to succeed him in preference
to his brother, thus breaking the law of exclusively male sovereignty.
This move was subsequently followed by similar legislation in Sweden,
Norway and Belgium, not only to permit female succession but also
to assert that the order of succession was determined solely by
the date of birth, not, preferentially, by gender. In the cases
of Sweden and Belgium, the legislation was applied retrospectively,
with younger princes actually being demoted from the superior positions
in the succession that they had previously held in order to favour
their elder sisters. The constitution (1814-15) of the kingdom of
the Netherlands, in itself another early-nineteenth century novelty,
has been changed four times (1887, 1922, 1963, 1983) in order to
re-define the royal succession, the 1983 revision abolishing the
precedence of sons over-daughters. Such alterations, which weaken
the notion of the dynastic House, did not always meet with unqualified
enthusiasm in the royal families whose succession they affect. In
Spain, where, as we have seen, female succession was 'restored'
in 1830 (while preserving the precedence of male children of the
incumbent over female), King Juan Carlos, working in cooperation
with the Cortès, has, since his accession in 1975, introduced
a number of changes defining the royal family - excluding a first
cousin (a protégé of General Franco) but integrating
a more distant Neapolitan cousin - while the Constitution of 1978
effectively relaxed the laws on marriage so that his two daughters
could wed, one, a member of the middling Castilian aristocracy,
and the other, an Olympic handball champion, without sacrificing
their rights to the crown, as the king's sisters had been obliged
to do when marrying husbands beneath sovereign status. Such shifts
are also apparent outside of Europe: in Thailand where the marital
confusions of the Crown Prince have raised the prospect of the succession
of one of his sisters; and in Japan where the absence of princes
in the third generation of the Imperial House has led to discreet
requests for advice from Europe on mechanisms for allowing female
succession and has encouraged historians to look back to a far distant
past of empresses reigning in their own right. Dynastic crisis still
drives scholars back to the archives in the search for precedence
and validation and may, thus, have some scientific, as distinct
from political utility.
Political unsuitability or demographic instability,
as in Nenner's seventeenth century England, can force change in
a constitution predicated upon some form of hereditary authority;
it is possible - l would suggest again with great caution - that
succession laws at the sovereign level throughout Europe have been,
during the last fifty years, more flexible and adjustable than they
were during the period between again, very roughly, 1800 and 1950,
the high watermark of the nation-state. There may well have been
psychological links between two distinct historical phenomena: the
need to assert, in terms of imagery, the primacy of the nation-state;
and the need to spell-out a succession law, fostering a sense of
security and continuity and endowing innovatory political experiments
with an aura of validatory stability. The Act of Settlement was
an early, indeed a very early, in broader European terms, attempt
to deal with a dynastic and ideological crisis by articulating guidelines
for the English succession, guidelines which, while specifically
naming the Electress Sophia and her descendants as the eventual
heirs, were operationally based on the notion of exclusion, exclusion
of the roughly fifty other candidates with better blood claims than
Sophia, for their failure to meet certain criteria, exclusively
confessional, precisely the issue which had confronted James II
while Duke of York and which, seemingly, had been defeated during
the Exclusion Crises in favour of indefeasibility. From 1701, all
sovereigns were required to be in communion with the Church of England
(of which they were head), as the ostensibly Calvinist William III
had consented to do. Indeed, the next English effort at defining
the succession, the Royal Marriages Act of 1772, was also based
upon the concept of exclusion, in this case because of the inferior
social status of spouses. As exclusive legislation, the Act of Settlement
was not particularly typical of early-modern-Europe succession arrangements
as a whole. The juridical tightening of the definition of rights
to sovereign succession, despite the examples of England, Denmark
and Spain (later to be reversed), seems to be more a 'modern' than
an 'early-modern' phenomenon, one touching an issue where law, as
distinct from custom and consent, was viewed with mistrust and misgiving.
The relatively static state of the English
monarchy in the eighteenth century, despite profound family rifts,
some of which indeed provoked discussions about the direction of
the succession, and the public scandals which damaged the 'image'
of the monarchy, emerged, nevertheless, after more than a century
of intense public and private debate on the nature of the succession
and the Stuart sovereignty and it is to that debate and Nenner's
achievement in describing and analysing it that I shall now turn.
It would be a mistake to see the importance of Nenner's book solely
in terms of its current topicality. The history of political thought
and, indeed, of political literature have for some time been criticised
for a failure to establish links between 'pure' theory and the hard-core
practical realities of specific political crises and drama. Even
if we accept that the 'Great Minds' of seventeenth-century political
thinking were miraculously detached from the pressures of partisan
conflict - the cut-and-thrust of claiming power, a notion of dubious
naïveté at best-those lesser men who wrote the majority
of books, tracts and pamphlets, it should be suggested, acted less
out of conviction and more because of their positions in clientèle
systems which required the production of printed fodder to sustain
and to validate the political stances of their baroni.
Trapped in concepts of individualism and self-expression, traditional
historians of political thought have given insufficient weight to
the practical necessities imposed on political writers by the combat
for power, for sovereignty, a combat which advanced political debate
as well as the historical scholarship aimed at justifying the claims
of their patrons.
At a first glance, Nenner might seem to
have inscribed himself into this rather old-fashioned matrix of
studying political thought. Only a small handful of primary, archival
sources are cited; printed documentation is, overwhelmingly, the
point of reference. Biographical details about individual writers
and commentators are confined to throw-away clauses and the stray
sentence; any reader hoping to 'fix' a specific author within a
specific political context, in order to understand why he wrote
what he wrote, must have the DNB
by his side and use his own historical imagination. These first
impressions would, however, be deeply misleading. Nenner has made
an extremely important breakthrough by tying his entire argument
to the practical imperatives of power-holding. Who held the sovereignty
and how did he or she justify its possession? Nenner is far less
concerned with the evolution of such increasingly discredited notions
as that of the 'nation-state', recently described by Mark Goldie
in terms of the Rankean perspective which anointed it as 'the definitive
historical actor' in modern European history, than he is with the
history of the family and of its grasp on power. Such a view offends
nineteenth- and twentieth-century liberal historical ideology because
it is unacceptably predicated upon the central role accorded to
self-interest in studying political and social action, yet it is
probably rather closer to the stark historical realities of seventeenth-century
life. The validatory theories which the combat for power called
forth were 'patronised' in every sense of that word, and they belong
at least as much to the world of political calculation as they do
to that of hermetic contemplation.
By concentrating on the specifics of power-holding,
Nenner has developed a method which elucidates the vocabulary and,
indeed, the mentalité
of what can be seen as a key constitutional debate of seventeenth-century
English political thought, the succession. By starting from moments
of seemingly 'easy' transition, 1603, 1625, perhaps the restoration
of 1660, certainly James II's accession in 1685, but also by looking
at the more difficult moments, 1649, the tumultuous events of 1688-89,
the crisis of 1701, Nenner establishes himself as a 'contextualist'.
It is around these 'set-pieces' that he scrutinises the theoretical
debate, and, at the risk of utilising facile Marxist rhetoric, identifies
a dialectic centered on the nature of both the English sovereignty
and its succession which exposes the language of political thought.
However self-regarding and self-interested the writings on either
side - or on all sides - at each moment of succession disputes were,
the terms and the vocabulary used have rarely been so clearly delineated
as in Nenner's book. By forcing us into the language of succession
debate, Nenner opens up fundamental questions about the concepts
of the English constitution and about European sovereignty as a
whole during the early-modern period.
This critically important but very enclosed
book does demand that scholars bring their own comparative examples.
It is a pity to record that Macmillan have rendered this key text
much less than full justice. The exile of the notes to a section
at the back of the volume, the uninspired type-setting and page-layout,
the inexpressibly dreary and monochromatic jacket design - based
on the Lewis chessmen, God help us!: what do they have to do with
seventeenth-century succession in England? - all point to the failure
of will of 'commercial' scholarly publishers and to the collapse
of integrity amongst the older university presses (perhaps the revival
at Manchester will retrieve the situation). Howard Nenner is a tight,
at times conventional, historian of political thought, but he has
written a synthetic account of succession disputes which reaches
far beyond his remit of seventeenth-century England to embrace much
broader European issues. It should serve as a model for scholars
to study other succession problems on the continent, and it is a
bold indication of how bracing and refreshing Anglo-Saxon empiricism
can be for an early-modern history still trapped in a web of nineteenth
century assumptions and ideologies.
February 1998 |