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This
book is committed to two main propositions, one general and one
more particular. The general proposition is one with which it is
hard to envisage serious disagreement, but for which David Cannadine
is kind enough to invoke my imprimatur (among other much more weighty
ones): the history of the British empire and the history of Britain
itself are inseparable and must be studied as a seamless whole.
The particular proposition is that in the high days of British
imperialism, that is from about 1850 to about 1950, the history
of the empire and that of Britain were brought together by a British
commitment to reproduce overseas the kind of hierarchical society
that, Cannadine believes, existed in Britain.
In his Class in Britain of 1998, Cannadine
argued the case for analysing modern British society in terms of
complex, 'layered, interlocking' hierarchies rather than by using
a simple division between rich and poor or a three-tier class structure.
In extending that argument to the empire, he is particularly concerned
to reduce the significance of another great binary divide that
has, he believes, exercised an undue influence on historians. This
is the division between 'us' and 'them'. Cannadine argues that
in trying to relate their non-European subjects to themselves,
imperially minded British people were not much inclined to indulge
in sweeping generalisations about difference. They did not construct
generic 'others' by which they defined themselves. In particular,
they did not use denigration of 'enervated, hierarchical, corporatist,
backward' Africans or Asians to highlight a 'dynamic, individualistic,
egalitarian, modernizing' Britain (p. 4). They did not do such
a thing principally because they did not conceive Britain in those
terms. They saw it as traditional and hierarchical in its own way.
Although he concedes that generalisations based on assumptions
of racial superiority and inferiority were widely and stridently
used in the late nineteenth century, Cannadine insists that such
generalisations did not displace ways of looking at non-European
societies that stressed similarities rather than immutable differences.
Hierarchies could be detected that seemed to be similar to the
structure of British society. The king of Hawaii ranked above the
crown prince of imperial Germany. Aristocracies in Africa or Asia
should be accorded some of the respect due to the British aristocracy.
The great mass of such populations was regarded with disdain, but
then so were the urban and rural poor in Britain itself.
In the full statement of his theme in the chapter
called 'Perspectives', Cannadine, for all his unfailing courtesy
to individual named scholars, fires off a canister of grape shot
into the serried ranks of anonymous historians and others who seek
to 'approach and recover' the past 'through the stereotypical and
unequal collectivities' of race, class or gender (pp. 125-6). He
urges those who see race as determining all to reflect that 'past
societies and empires, predicated on individual inequality, had
ways of dealing with race that contemporary societies, dedicated
to collective equality, do not' (p. 126).
'Ornamentalism' is the term that Cannadine has
coined to describe the outward and visible effects of attempts
to order the empire by binding its hierarchies together. '[O]rnamentalism
was hierarchy made visible, immanent and actual. . [C]hivalry and
ceremony, monarchy and majesty, were the means by which this vast
world was brought together, interconnected, unified and sacralized'
(p. 122). Monarchy was elevated into the great unifying force of
empire. All the hierarchies of the empire were to find their culmination
in direct allegiance to the monarch. The person of the monarch
was made accessible to them through his or her occasional presence
among them - George V's appearance at the Coronation Durbar in
India, was followed by the more extensive travels of George VI
and the present Queen - or, much more frequently, by tours by royal
princes representing the monarch. An increasing degree of pomp
was accorded to the office of the monarch's permanently resident
representative, be it a viceroy, a governor general or a governor,
holding his court in a palatial government house. Where they could
be identified, existing indigenous aristocracies, Indian princes,
Malay sultans, Fijian or African chiefs, were incorporated into
the imperial system. The new mandated territories in the Middle
East were treated as client kingdoms. Elsewhere, colonial peerages
were contemplated from time to time. Patronage was extended to
colonial gentlemen in Australia, New Zealand or Canada, who were
listed in Burke's Colonial Gentry. Elaborate systems of
honours were devised to cement the system. The 'most successful
British proconsuls and imperial soldiers' became 'veritable walking
Christmas trees of stars and collars, medals and sashes, ermine
robes and coronets' (p. 95).
All this is described in scintillating prose
with a fine eye for telling detail. Well- chosen illustrations
embellish the text. Cannadine's approach seems to be entirely appropriate.
His sense of the ridiculous is never far from the surface, but
he never degenerates into condescension. The book will give enormous
pleasure.
In a chapter called 'Limitations', Cannadine
disarms ill-natured critics by conceding in advance most of the
points that they could reasonably make. He admits that he is painting
a 'partial (and partisan) picture'. There always was 'a significant
gap between theory and practice, intention and accomplishment'
(p. 136). In the last resort, whatever was intended, 'the reality
of empire was that improvement was inevitable, reform was unavoidable,
modernization was inexorable, and progress was irreversible' (pp.
148-9). Nevertheless, Ornamentalism has a challenging thesis
to propound and it deserves to have serious questions asked of
it. There can be no doubt that the beliefs Cannadine expounds were
widely held, but how widely? Were they a basis for systematic policy-making?
If so, to what extent could such policies be implemented? Are we
dealing with fantasy or with purposeful social engineering that
had significant consequences?
Cannadine states at the outset that he is concerned
with 'the world-view and social presuppositions of those who dominated
and ruled the empire' (p. xx); that is with men in power, 'the
official mind'. He believes that in the period with which he is
concerned 'British officialdom generally' was committed to conservative
ideals of cherishing tradition and hierarchy throughout the empire
(p. 148). Allowing for a great deal of diversity among governors,
members of the Indian Civil Service and of the colonial civil services
that were merging into a single Colonial Service, in a general
sense this is probably true. Thanks in particular to the indefatigable
labours of Anthony Kirk-Greene on the Colonial Service and to numerous
studies of the ICS, it seems clear that overseas administrators
were overwhelmingly drawn from genteel rural or semi-rural backgrounds,
if not usually from directly agrarian ones, that their views about
society were likely to be conservative with a small 'c' and that
they tended to vote Conservative. Such generalisations have been
substantiated by sophisticated studies of the intellectual assumptions
of Indian civil servants, such as those of Clive Dewey. He charts
the decline by the 1870s of the utilitarian individualism and free
market enthusiasms of the earlier nineteenth century and the rise
in their place of an increasing commitment to Indian 'collectivities',
such as village communities.1
The Punjab Land Alienation Act of 1900, intended to protect such
communities from the consequences of a free market in land, was
a striking example of how such beliefs could be embodied in policy-making.
African administrators were also generally committed to preserving
rural social structures, not only through the mechanisms of indirect
rule. Many African officials tended to be suspicious of trade and
urbanisation.2
Enthusiasts for an 'imperial mission' that included being 'a global
advertisement for liberal capitalism' may not have been very numerous
in either the Indian or the colonial civil services.3
Practical necessity reinforced an inclination
to conserve. The great waves of expansion in the late nineteenth
century in Africa, Southeast Asia and the Pacific left the British
with many new territories to administer and with only limited resources
with which to construct an administration. It was therefore natural
and inevitable that they should have co-opted such indigenous hierarchies
as seemed to be to hand. In the bleak times of the 1920s or the
1930s there seemed to be little alternative to continuing these
policies. The same principle applied in the mandated territories
of the Middle East, where local partners in rule had urgently to
be found to sustain a limited British presence intended merely
to maintain certain strategic interests. In India the Raj was on
the defensive after 1857, seeking to rebuild bridges with the elites
that had apparently turned against it and later trying to enlist
their support against nationalism.
Yet conservatism was becoming outmoded rather
more quickly than Cannadine perhaps recognises. Contemporaries
who could only envisage the late nineteenth-century Raj as 'glittering,
ceremonial, layered and traditional, princely and rural, Gothic
and Indo-Saracenic' (p. 51) were being myopic in the extreme. India
was predominantly rural, but a great human tragedy of the century,
not unreasonably called 'a late Victorian holocaust' in a recent
book,4
was being played out in its countryside in the 1890s, with a mortality
from famine and disease that ran to millions. Men like Curzon,
for all their obsessions with the trivia of ritual, were in no
doubt of what was at stake. They were authoritarians, not out of
sentiment, but out of a belief that this was the only way to get
things done. Late nineteenth-India was ground on which the irrigation
engineers, the Indian Medical Service, the sanitation authorities
and the conservators of forests did battle with dearth, disease
and drought, and were not winning.
Most colonial territories lacked the resources
to attempt major 'development' projects. Yet even when indirect
rule was fully in vogue, it was never intended to be a device for
maintaining an unchanging stability. Through indirect rule Africans
would progress towards objectives appropriate to them at a speed
that would avoid social disruption. Change began after the Second
World War. By then the numbers of 'specialists' recruited into
the Colonial Service, such as medics, agricultural officers, vets
or educationalists, greatly outnumbered the administrators.5
In his 'Dissolution' chapter, Cannadine appears
to be arguing that hierarchy and empire left the stage together.
Yet the British had surely abandoned hierarchy long before they
had abandoned empire. The increasing commitment to 'development'
is one clear sign of this. Shifting political ideals are another.
The Commonwealth was not an inadequate substitute for empire once
it had gone (p. 167), but was an alternative imperial strategy
that was being deployed long before the end of empire. The commitment
to equality of status and free association, admittedly then limited
to already self-governing white communities, goes back to 1926.
It seemed expedient to successive British governments to extend
the scope of the Commonwealth further and further. The monarchy
adjusted with remarkable skill to a changing role. Although old
elements of hierarchy clearly remained, the sovereign as head of
the Commonwealth was a very different phenomenon to the Victoria
who had received the homage of her subjects from across the world
in London in 1897. At the level of high strategy, the Commonwealth
could be regarded either as a tiresome sham, which seems to have
been the view of Winston Churchill and may be the view of David
Cannadine, or as a ploy for prolonging influence, which was probably
the view of most ministers in Britain in the 1950s or 1960s. For
Queen Elizabeth, however, equality and free association, seem to
be ideals to be cherished. This is now a very outmoded view, no
doubt appropriate for a lady of 75, but not for many others. Yet
it may be that many British people even invested empire with these
ideals, caring little for hierarchy and never being seduced by
Ornamentalism.
These last reflections are in part prompted by
the interesting Appendix, 'An Imperial Childhood', in which Cannadine
looks back on the impact that empire may have made on him as a
young person in Birmingham. He is particularly interesting about
his father, who had served in the Royal Engineers in India during
the Second World War. David's father regretted the passing of empire,
but believed that 'Indians owed their freedom to the British'.
He disliked 'the petty regimentation of army life', so presumably
was not much taken with Ornamentalism; he admired the supremely
un-ornamental Wavell and disliked Mountbatten who may have been
too ornamental for his own good (pp. 184-5). These apparently mixed
responses are surely characteristic of huge numbers of people of
the recent and probably of the more remote past; they certainly
resonate with my sense of how a great range of my family responded
to service in India. Empire was a fact of life. You either went
there in search of a job like any other or because military obligation
(as in my case and Mr Cannadine's) compelled you to go there. You
accepted its existence and may have invested it with benevolent
purposes (if that is not reading too much into Mr Cannadine's belief
in 1945 that the empire was giving Indians their freedom). This
may have been a triumph of hope over experience. Exposure to empire
was an immense widening of horizons, but did not necessarily turn
people so exposed into imperial partisans for life. Manifestations
of Ornamentalism may have been repugnant to many who had witnessed
them, even though the spectacles could be terribly seductive. A
police askari band reduced me to tears aged 20 on my last day in
Kenya. But in my firmer moments I knew that such things were extraneous
to the main business of colonial life of which I had seen a fair
amount.
If there is anything to be drawn from this piece
of self-indulgence on my part, it may be the conclusion that historians
should try to recognise that reactions to empire were extremely
diverse across British society and that individuals could have
contradictory feelings about it. Cannadine has some wise words
on this in his Appendix. He is sceptical whether the British people
as a whole were ever in thrall to an 'imperial project' and is
sure that no such thing existed in his own lifetime (pp. 197-8).
There are, however, some suggestions implying the existence of
the kind of binary divide that in other contexts Cannadine properly
seeks to discredit. Whether someone accepted Ornamentalism or rejected
it seems to be made into a test as to whether they accepted empire
or rejected it as 'a Tory racket'. Those who 'governed [empire],
collaborated in it and went along with it' are presumed to have
wanted a 'fully hierarchical[,] . convincingly homogenised' empire
(p. 136). One can beg to differ and to suggest that there were
many who 'went along' with empire but may have regarded Ornamentalism
as a lot of mumbo-jumbo. Historians have written a great deal about
imperial enthusiasts (Cannadine's Ornamentalists are clearly another
species of enthusiasts), and a fair amount about the opponents
of empire. They rarely write about the great mass who were neither
enthusiasts nor critics, but 'went along'.
The subtitle of the book is 'How the British
saw their Empire'. Cannadine is therefore overwhelmingly concerned
with perceptions and not with the extent to which social hierarchies
could be effectively consolidated or even constructed within imperial
territories. In his chapter on Limitations he is very willing to
concede that human material throughout the imperial world was often
extremely resistant to being moulded into hierarchical shapes in
the approved British model. Some existing hierarchies, such as
caste in India, seemed to common British understanding to put the
wrong people on top. Imperial intervention, at least in not preventing
the racially determined apportionment of land, could underpin for
a time settler gentries in Southern Rhodesia or Kenya. Elsewhere
outside South Africa, white farming communities tended to displace
indigenous inhabitants rather than to conscript their labour, and
then to create generally egalitarian communities based on extensive
rather than intensive cultivation of land. In fertile and heavily
populated parts of India, Southeast Asia or West Africa, elites
who were in control of the land before colonial rule could maintain
their hold on it and on the output of those who cultivated it.
Paradoxically, the British, even in late nineteenth-century India,
were more inclined to intervene on the side the peasant than of
the landlord.
It is no part of David Cannadine's brief to prove
that the world was remodelled according to British proscriptions
of hierarchy. All that he has to prove is that there was a strong
aspiration to do that. This he proves convincingly for most, if
not perhaps for all, of his hundred years. In the process he has
written a most engaging and informative book. It is not a total
explanation of how the British saw their empire, but it does not
claim to be. Thanks to this book, the cult of hierarchy will hereafter
be given a prominent place among the perspectives devised by British
people to try to make sense of their vast empire.
June 2001
1.
Clive Dewey, Anglo-Indian Attitudes: The Mind of the Indian
Civil Service (London, 1993); see also his articles, 'The Making
of an English Ruling Caste in the Era of Competitive Examination',
English Historical Review, lxxxvii (1973); 'Images of the
Village Community: A Study in Anglo-Indian Ideology' Modern
Asian Studies, vi, 1972.
2.
Cyril Ehrlich, 'Building and Caretaking: Economic Policy in British
Tropical Africa', Economic History Review, 2nd
ser., xxvi (1973).
3.
P. J. Cain and A. G. Hopkins, British Imperialism: Crisis and
Deconstruction, 1914-1990 (London, 1993), p. 178.
4.
Mike Davis, Late Victorian Holocausts: El Nino Famines and the
Making of the Third World, (London, 2001).
5.
Anthony Kirk-Greene, On Crown Service: A History of H. M. Colonial
and Overseas Civil Services, 1837-1997, London, 1999, pp. 51-2.
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