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Reflections
on the history of medicine in the second half of the twentieth
century make much of the discipline's break with its association
with the history of science, and the development of the new approaches
and interests signalled by the coming of the 'social history of
medicine'. How 'new' the social history of medicine actually was
is debatable, but there can be no doubting the proliferation of
work on topics such as patients, non- orthodox practitioners, madness,
and healing and disease outside of Western cultures. Also, previously
well-worked seams, such as the development of the medical profession
and medical science, have been the subject of new studies and major
revisions. A characteristic of much of the new work, following
from its attempt to set medicine in its specific social context
and its reaction to older universal histories, has been its relatively
narrow focus in time and place. There are many recent studies of
doctor-patient relations as revealed in casebooks or diaries, of
alternative healers in particular towns, of individual asylums,
and of health and medicine in specific regions or countries. A
popular theme in this vein has been the history of epidemics, which
has allowed historians to focus on a particular place and time,
and to explore the social context of disease and medicine at a
moment of social crisis. In turn, this approach has spawned a relatively
new genre of the history of disease, where medical historians consider
a disease over a longer period, weaving changes in understanding
and management with epidemiological and cultural history. The emphasis
in the new social history of medicine has very much been on the
'social' in medicine and how the wider 'society' impacts upon medicine.
There have been fewer studies of the 'impact' of medicine on society,
except for work around medicalisation and on how changing medical
views of the body and disease have interacted with popular and
elite beliefs. Particularly thin on the ground have been studies
of the impact of medicine on morbidity and mortality, and beyond
that investigations into the part played by diseases, or medicine,
or both together, in shaping wider historical changes. This situation
is in part a reaction to earlier histories of medicine that assumed
changes in the medical understanding of disease automatically converted
into progressive preventive or therapeutic results. Also influential
has been the work of Thomas McKeown on population growth in modern
Britain, who is generally read as maintaining that medical intervention
had next to no influence on the fall in death rates in industrialised
countries until well into the twentieth century. It should not
be forgotten either that the deeply contextualised work in the
social history of medicine has shown the relationships between
disease, medicine and social changes to be very complex, even at
the micro-level.
However, the tide is now turning and in the last
five years a number of historians have returned to the write 'big
picture' histories. Deservedly the best known is Roy Porter's The
Greatest Benefit of Mankind (1998), a comprehensive, accessible
and authoritative survey of Western medicine from antiquity to
the present. Synoptic accounts have been offered in collections
in theCambridge and Oxford History series, and by J. N. Hays in
The Burdens of Disease: Epidemics and Human Responses in Western
History (1998). Thus, in many ways Sheldon Watts's Epidemics and
History: Disease, Power and Imperialism is very much of its time,
a 'big picture' history of disease focusing on medicine and public
health in non-Western countries. It is major work of synthesis
that develops in successive chapters histories of plague, leprosy,
smallpox, syphilis, cholera, yellow fever and malaria. Overall,
the volume is a remarkable achievement and is packed with detail
on regions and the epidemics that are not well known to historians
of medicine or disease. The author's accounts of disease control
measures in Muslim countries is particularly welcome. Epidemics
and History is a very ambitious volume, where the main theme is
the role of imperialism in creating the conditions in which major
epidemics developed, and the weak responses that colonial governments
made to these problems. Nothing that I say below should detract
from my admiration of Watts's work, but there are issues in his
approach that deserve critical comment and the accounts of the
various diseases do not always match its ambitions.
Epidemics and Disease is based on assumptions
that most social historians of medicine will be uncomfortable with.
There are three issues that are particularly troublesome and these
can each be linked to one of the themes in the subtitle: Disease,
Power and Imperialism. The first is Watts's decidedly presentist
approach to medical knowledge and his wish to separate the 'true'
character of a disease and 'disease Constructs'. Watts defines
the latter as the culturally filtered, false, even delusional,
perceptions of diseases that were developed by the agents of imperialism.
Watts acknowledges that science and culture are rarely, if ever,
distinct realms (p. 122), but continues to work with a clear distinction
between 'the real world of objective fact' (p. 139) and culturally
mediated perceptions. The objection to this viewpoint is that historians
have repeatedly shown that medical knowledge and practice are 'constructed'
and are culturally mediated. However, they make this point not
in any pejorative sense, but because medicine was and is created
by humans from available intellectual and material resources, and
validated through practical actions and social interactions. One
could also add, of course, that the social and cultural world was
and is no less 'real' than the material world and that medical
knowledge changes historically; today's hard facts may be tomorrow's
errors. As we will see, state-of-the-art medicine on epidemics
in the first half of the nineteenth- century was miasmatist and
it was the beliefs of contagionists that were said to be 'bogus'
and in retreat. Second, Watts tends to overstate the power of Western
imperialist countries and their agents, and underplay their lack
of knowledge, the resistance they met to their schemes, and that
contingent outcomes of many policies and programmes. The notion
that public health programmes were driven, across centuries and
continents, by an 'Ideology of Order' begs more questions than
it answers. The third and related problem is the use of the term
'Development' for the whole of Western contact with other cultures,
including colonial imperialism. The objection is not so much to
the anachronistic term, but to the simplification of processes
and motives that historians of imperialism have always presented
as complex and variable.
There are additional problems, many of which
stem from the author's ambitious scope. Some chapters are quite
rambling and lines of argument remain implicit; thus, narratives
often peter out and there are few clearly stated conclusions. All
of the important diseases have been covered, and while historical
epidemiology is very good, there is no explanation of why particular
epidemics and regions have been chosen. Also, there is little sense
of epidemics as moments of crisis, hence this volume is really
about communicable diseases and history, and in my view rather
the better for this.
Watts's narrative begins with the Black Death
in 1347, by considering the absence of a public health responses
in Europe before 1450, why formal control policies first developed
in Italian states after 1450, and concluding with a discussion
of the disease in American and British empires after 1850. The
importance of religion in initial reactions to the plague is shown
well, as are medieval assumptions about disease and its treatment.
The account of plague control in fifteen and sixteenth century
Europe is very detailed, but jumps from country to country and
disappointingly offers no conclusions the patterns and determinants
of control measures. Then the story jumps to the Middle East and
the fourteenth century and after, with fascinating detail of the
evolution of little known medical and disease control practices
in Muslim countries. The chapter ends with the story of how, in
the early nineteenth century Egypt, Muhammad Ali devised a state
apparatus and disease control measures based on quarantines, that,
despite the best efforts of the British anti-contagionist to thwart
them, helped control the disease when implemented. The implicit
argument here is a version of Ackerknecht's linking of disease
control strategies to political ideologies. Thus, Muhammad Ali's
regime with its 'Ideology of Order', against the advice of its
wonderfully named advisor 'Dr Clot, _ a miasma man' (p. 37), favoured
contagionism, while the British, committed to laissez faire, opposed
such measures.
The chapter on leprosy jumps from the Middle
Ages, to fourteenth century leper hunts in Europe, and then to
Hawaii and the British colonial Empire in the nineteenth and twentieth
centuries. It is with leprosy that the 'Construct' versus 'real'
disease theme is most fully developed. Indeed, two Constructs of
leprosy are identified: that of the 'leprosy as moral impurity
[and] imagined disease', and a second Construct, also around impurity,
with the added imperative towards the incarceration of sufferers.
Against these two Constructs, Watts sets 'leprosy as Hansen's disease,
i.e., clinically true leprosy'. (p. 41) The problem here can be
shown by looking briefly at the reception of Hansen's bacillus.
In the 1860s and 1870s, up-to-date medical opinion in Britain and
its colonies, in line with anti-contagionism, moved towards leprosy
being non-contagious and influential reports came out against segregation
and isolation. Hansen's bacillus took many years to be accepted,
and it was incorporated into a very complex aetiological and pathological
picture. Leprosy was not highly contagious, hence the dominant
metaphor in medicine for explaining and managing the disease was
'seed and soil': the disease required both the bacillus, in sufficient
numbers and suitable virulence, and a vulnerable human constitution,
which was dependent on general health, race, behaviour, inherited
vulnerability, and many other factors. The Hansen bacillus was
not associated with a definitive post-Koch, ontological account
of the disease, that in turn defined necessary control measures.
Rather, different groups within and without medicine gave it a
variety of meanings; for example, some doctors argued for isolation
to prevent the spread of the germ, while others maintained that
the best way forward was to work for social and sanitary improvements
to strengthen the human soil. Both views, and others, were legitimate
deductions from available knowledge and debated as such. Which
approach won the policy argument depended on a host of factors
(power, interests, evidence, etc.) and then actual implementation
might be shaped by other factors (economics, politics, logistics,
etc.). Seen in this way, the different actions of governments and
missionary agencies can be explained not as a conspiracy, but the
result of negotiations at all levels. 'Constructs' were as much
a part of medical discourse as political ideologies and cultural
beliefs, indeed, the notion of separate spheres in unhelpful. Indeed,
given the switch back to contagionism at the end of the nineteenth
century, the government and missionary doctors who worked most
closely with lepers, and had the greatest chance of catching the
disease, often had the greatest investment in both of the leprosy
Constructs identified.
With smallpox, Watts develops an important revisionist
argument on virgin soil epidemics, that is a valuable corrective
to recent writing on the subject. It has become commonplace in
global histories of disease to explain the high mortalities of
indigenous peoples after European arrival to the importation of
diseases to which indigenes had no immunity. Thus, we read repeatedly
of smallpox, measles, chickenpox, etc. taking a terrible toll,
often decimating indigenous populations. The problem with such
claims is the extent to which they imply that Europeans had specific
inherited or racial immunities to these diseases. The way the human
immune system is currently understood to work is that humans are
born with no specific immunities, but with a general immune capacity,
which allows them to respond to the billions of potential chemical
and biological dangers that might enter the body. In this sense,
every human is born a virgin soil baby. Specific immunities are
acquired from exposure to pathogenic matter from birth onwards,
aided initially as Watts points out with maternal antibodies. With
some diseases, specific immunities can be 'stored' and give lifelong
protection, with other diseases this capacity is relatively weak.
Thus, if there was differential immunity between European colonists
and indigenes, say, in the American colonies in the sixteenth century,
this was due to the prior exposures that Europeans had to pathogens
and the extent to which they had acquired immunities. It should
not be forgotten either that European children continued to die
in large numbers from the very same diseases that were killing
indigenes. Also, many indigenes survived imported diseases, not
as a result of a Darwinian survival of the fittest, but because
time they were able to combat infections and acquire immunity.
In this context, it is worth stating that many factors led to the
high death rates amongst indigenes, such as, social dislocation,
displacement, loss of lands, starvation, direct killing and diseases.
All of this better informs the central paradox of the story for
Watts, namely, that the conditions that led to the poor health
of indigenes had been created by European imperialism, yet, the
dominant assumption in European medical and lay beliefs was this
that it was due to other factors, their racial weaknesses, cultural
backwardness, ignorance and immorality.
The chapter on syphilis covers the debate on
its supposed importation from the New World, how its incidence
was affected by changes in social relations and urbanisation in
Europe, anti-masturbation in the eighteenth century, the controversies
over the regulation of prostitution, and the disease in China.
It is in this chapter that the Construct - Reality distinction
leads Watts to claim to be less historical than Foucault!
But in my hands, unlike those of Foucault,
the word
"knowledge" is usually synonymous with false
knowledge of "the earth flat" variety. Sometimes,
when drawn from the fount of ancient wisdom (Plato,
Aristotle, Galen), this false, flat-earth knowledge
was well-intentioned ignorance. On other occasions
it was an act of duplicity deliberately practised to
reinforce authority. (p. 124)
Fortunately, such assumptions only intrude now
and again into the main narrative of the chapter, as the author
continues to his usual synthetic aplomb.
The final chapters are the best in the volume,
being more focused and set in specific imperial contexts. Cholera
and Civilization: Great Britain and India, 1817 to 1920 tells the
story of cholera in India before and after the Rebellion on 1857
and links this with the experience of the disease in the metropole.
However, much of this chapter is concerned with the social and
economic history of each country, which unfortunately are only
erratically linked to specific epidemics and their management.
For example, when discussing the disease in India after the Rebellion,
Watts details deteriorating social conditions and other changes
that made the spread of cholera much easier, but these are not
linked to specific cholera outbreaks or new issues such as pilgrimages.
My reading is that the reluctance of the Anglo-Indian medical community
to accept Koch's cholera vibrio was well-grounded in the 'facts'
and that the choices between different sanitary policies were openly
debated.
The discussion of yellow fever and malaria in
chapter 6 is very detailed, and prefaced by an interesting account
of the modern understanding of the aetiology and pathology of both
diseases. This information is very useful in the reconstruction
of the epidemiology of both diseases, though there must always
be doubts about whether seventeenth century 'Yellow Jack' equates
exactly with the modern disease. The juxtaposition of the discussion
of both diseases in Barbados, Haiti, the United States, Brazil
and Cuba is fascinating and brings together well recent work by
Margaret Humphrys, Ilana Lowy, Marcos Cueto and many others. What
these show, of course, is that the nature of the disease underdetermined
human responses, and that public health policies were highly politicised.
Indeed, political problems increased after the achievements of
Carlos Finlay, Walter Reed, and William Gorgas massively raised
expectations in colonies and the metropolis over what tropical
medicine could achieve. In discussing tropical medicine in West
Africa, Watts rightly points to the role that medical advice played
in the establishment of residential segregation, though fear of
malaria was not the only factor. Moreover, it is ahistorical to
suggest this advice was based on 'bogus science' (p. 261-2) as
John Cell has shown it reflected one reading of the contemporary
understanding of the aetiology of malaria and was never exclusive,
but linked with other measures as quinine prophylaxis, netting,
screening houses and drainage.
The 'Afterword' is exactly what it says it is
and not the concluding discussion I had hoped for. However, implicit
in the 'Afterword' are the two main themes of the book: (i) that
Western colonial imperialism created or has worsened many of the
disease problems of the what is now the Third World; and (ii) that
the disease control measures deployed directly or indirectly by
Western agencies to meet these problems have in many instances
been inappropriate. Few historians of Empire or medicine would
disagree with either claim, though they would want add many qualifications
and make the points in a less judgmental way. First, ideas and
policies are only obviously 'inappropriate' with hindsight and
from particular viewpoints; when introduced they were based on
the best knowledge available, not 'pseudoscience' or 'bogus science'.
Second, public health policies were developed in terms of judgements
of what would 'work' and be 'appropriate' to political, economic
or social objectives at the time. Thus, it is hardly surprising
that late nineteenth century doctors, convinced of the superiority
of white European civilisation and in West Africa to support the
development of an export economy, developed the disease control
policies they did. It is too easy and inappropriate to ridicule
individuals and the agencies they worked for, the point for historians
is to understand their circumstances and what made their choices
'appropriate'. It is perhaps worth emphasising that there were
choices. Western medicine had within it many competing and changing
ideas, which were given many different meanings, and could in turn
be used to support distinct programmes and policy objectives. For
example, from the 1900s it has been understood that malaria control
could concentrate on attacking the parasite in humans, trying to
kill mosquito vectors, breaking mosquito-human contact by anything
from netting for individuals to resettling peoples, removing the
environments where mosquitoes breed and live, or improving general
levels of health, sanitation, diet and well-being. Also, what was
'appropriate' also varied, not just between colonisers and colonised,
but between centre and periphery, government and private ventures,
between different private ventures, between missionaries and governments,
and between experts. Which returns me nicely to my initial points
about the complexity of the histories of disease, power and imperialism.
May 2000
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