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May I first of all say how
extremely flattered I am by Dr Frost's generous review, still more
how pleased to read an assessment by an historian who has not only
understood the key arguments of my book, but has been given the
space in which to expound and examine them in detail. I am of course
delighted that a specialist who works on so many cognate themes
relating to war, politics and society in the seventeenth century,
but with his base firmly located in Central/Eastern Europe, should
find convincing my contentions about the multiple challenges posed
to the French state by warfare in the decades after 1620. I much
appreciate Dr Frost's compelling suggestion that there may be a
shared genealogy of European military history, in which each state
system needed, at some point in the early modern period, to cope
with a period of profound military crisis. Rather than postulating
clumsy and inappropriate social-science models to explain the relationship
between warfare and state development, this notion preserves the
possibility of the individual and the distinctive in responses by
particular states (compare France in the 1660s with Sweden in the
1680s), while nonetheless arguing that the growth of a "new
military world" of permanent armies and very different military/societal
relationships stems from a conscious reaction either to a period
of military failure or, at very least, to unsustainable forms of
existing military organization.
In response to Dr Frost's pertinent
query about just how much continuity and how much change would I
admit in the French military system of the 1630's and 1640's, I
concede that there is an element of ambiguity in my argument here,
and am grateful to him for giving me the chance to try to clarify
matters. I certainly would not wish to deny that the scale of the
French military establishment grew in the years after 1634 to reach
levels which were historically unprecedented. The striking point,
which I hope that the book makes clear, is that this increase is,
in absolute terms, not very impressive. If Henri II could maintain
a military establishment of 50,000 troops during the 1550's, then
a total French army of 70-80,000 men in the 1630's would not, at
first sight, seem the sort of burden threatening the complete breakdown
of the political and social structures of the state. Explaining
why, firstly, the French crown, which could raise what seem reliably
attested military forces of more than 300,000 troops by the 1690s,
should have proved unable to mobilize one quarter of that number
fifty years earlier, is one part of my project in writing the study.
Considering, secondly, why this relatively small military establishment
should have imposed such crippling burdens on the fiscal, administrative
and judicial structures of the state, absorbs another major part
of the study. The answers in large part reflect what Dr Frost here,
and on other occasions, has recognized as the key determinant of
military success and failure in the early modern period: the extent
to which the crown and its central administrators are able to mobilize
and harness the political and social commitment of the wider elites.
Successful war-making states need explicitly to link the army, at
the level of the officer-corps, with the social prestige and political
role of the elites - in France, this meant nobles of the sword,
of the robe, or indeed bourgeoisie aspiring to noble status.
For a variety of reasons considered at length in the book, this
identification of the army and the conduct of foreign policy with
the aspirations of the elites was not achieved under Richelieu,
nor, a fortiori, under Mazarin. Historians' preoccupation
with the novelty and apparent sophistication of some of the theoretical
justifications for the conduct of domestic politics and foreign
policy under Richelieu, should not obscure the essential failure
to win the political elites around to any form of consensus in the
war effort, nor the burdens that the army imposed on those members
of the elites who were involved in military service. This failure
was compounded by the rebarbative character of rule by narrow ministerial
clique, the systematic manipulation of the elites in terms of perceived
loyalty or disloyalty as ministerial clients or créatures,
and the widespread resentment of a system of government whose raison
d'être appeared most obviously the spectacular enrichment
of its leading personnel through the manipulation of a ramshackle
fiscal system.
The obvious question in these
circumstances is, as the reviewer asks, how France emerged as a
winner at both Westphalia and the Peace of the Pyrenees? I sympathise
with Dr Frost's frustration that I tackle the military and diplomatic
side of Mazarin's ministry sketchily, and perhaps too sketchily.
I can only plead the horror that my supportive and long-suffering
editor at CUP would have felt had I attempted to add something approximating
to Mazarin's Army to my existing manuscript. But it does
seem desirable in the light of some recent and perceptive research
on French policy in the 1640s to offer my opinion that the success
of the French military after Richelieu's ministry does not undergo
a sudden and dramatic upward trajectory. Rocroi and Lens should
not necessarily modify an existing picture any more than the French
victories at Aveins in 1635 or Leucate in 1637. They were battles,
like so many others, with very limited strategic consequences. The
real success story of the 1640s was the French army of Germany (for
the most part composed of German mercenary regiments). It was this
force, operating according to the self-financing and self-sustaining
principles of entrepreneurial warfare in the Empire, and in close
cooperation with an equivalent Swedish campaign army, which ultimately
pushed the Bavarians into a reluctant cease-fire and threatened
the Habsburg Austrian lands by 1647-8. Operating with minimal dependence
upon support from the centre - Mazarin's strategic interference
was almost invariably pernicious - and under the command of Turenne
and, at times, of Condé (the last and perhaps the two greatest
military entrepreneurs of the century), a confrontational military
strategy brought substantial gains. Elsewhere the story is a familiar
picture of grinding attritional warfare, lengthy and resource-costly
sieges offering modest strategic advantages and all too
frequently offset by setbacks in other theatres. A glance at the
campaigning in Italy and in Catalonia would provide an obvious corrective
to any over-sanguine interpretation of the French war-effort in
the 1640s and 1650s.
Perhaps the obvious point about
France's capacity to muddle through to a successful peace in 1659
despite chronic organizational failure, and what was in fact a decreasing
capacity to mobilize resources in the face of elite hostility, is
that it should not be taken in isolation. The largest part of any
answer to how France had won by 1659 would rest on the comprehensive
case laid against France's chief rival in Sir John Elliott's The
Count-Duke of Olivares (Yale University Press: New Haven and
London, 1986). My quarrel with a traditional, "progressive"
French historiography of Richelieu's ministry is that assumptions
about centralized institutional modernity have been imposed on a
practical situation that bears little or no relation to any such
model. But Richelieu's government was far from alone in its administrative
failures, half-hearted exploitation of resources and self-defeatingly
ambiguous attitudes to the elites in army and state. It was precisely
John Elliott's exploration of both the personal and institutional
failures of Olivares' regime which encouraged my view that these
were not in fact problems that France was better able to resolve
than her rivals by adopting some kind of 'high road' to institutional
modernity. And in a political world which was everywhere more dominated
by the imperatives of favouritism, clientage and dynastic priorities
than traditional interpretations would allow, there is a crude sense
that resources over the long term will tell: that France's economic
and demographic resilience was better able to sustain 25 years of
battering and military/administrative weakness than was Spain or
the Austrian Habsburgs.
From the above, I hope it is
clear that I would draw a substantial distinction between warfare
down to 1659, which for the most part I consider to share all the
structural and organizational problems and weaknesses of Richelieu's
war-effort; and war as organized and fought during Louis XIV's personal
rule on the basis of an army which had been subject to a massive
and self-conscious organizational overhaul, and now stood in a fundamentally
different relationship to the aspirations and self-perception of
the French elites. That the armies of Louis XIV conquered more Spanish
territory in a single campaign in 1667-8 than in 25 years of war
under Richelieu and Mazarin speaks sufficiently of the change. Whatever
the problems subsequently faced by the hugely inflated armies of
the 1690s and beyond, the army of the 1660s represented a deliberate
response to the all-embracing military crisis of the ministries
of Richelieu and Mazarin, and a response which proved all too
successful in enhancing the military capacity of Louis XIV's state.
May 2002
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