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Cardinal Richelieu famously
claimed in his Testament Politique that 'There is
no nation on earth so little suited to war than our own', accusing
the French of fickleness and impatience in even the least of tasks.
It is unlikely that Richelieu was being ironic; his observation
suggests frustration at the inability of his underlings to realise
his grand schemes, an understandable reaction, perhaps, to the problems
that France faced in the years following its entry to the Thirty
Years War in 1635. Yet - so the usual story goes - Richelieu
need not have worried; his life's work was about to bear fruit.
If at his death in 1642 France's military position still gave great
cause for concern, the famous triumph over Spain at Rocroi on 19
May 1643 opened a new era, in which commanders like the great Condé
and Turenne carried all before them. By 1660, la prépondérance
espagnole was at an end; Louis XIV's grand siècle
was about to begin.
Richelieu's Testament,
like other political testaments of the early modern period, was
an artful document designed to secure its author's reputation. Yet
its picture of the farsighted statesman laying the foundations for
French greatness has proved remarkably durable. If revisionist historians
have done much to undermine traditional views of Richelieu as the
father of French absolutism, this has, on the whole, been more the
result of a general assault on the whole concept of absolutism;
in the traditionalist world of foreign policy and military history,
much of the Cardinal's reputation as a hard-headed state-builder
survives. According to this line of reasoning, despite his conviction
that France must contest hegemony with its Habsburg enemies, Richelieu
wisely kept the country out of the Thirty Years War as long as he
could, while preparing its military forces to face the excellent
Habsburg armies. After successfully fighting a covert war by proxy,
the defeat of his Swedish ally at Nördlingen in September 1634
forced Richelieu into open war. If the early fighting went badly
for France, this was due to the inexperience of its armies. Nevertheless,
his military reforms had laid good foundations: the French army,
once it had found its feet, proved more than a match for its enemies.
If the turning-point came after his death, he was largely responsible
for it.
This view still dominates textbook
accounts, despite the fact that David Parrott, in his doctoral thesis
and a string of important articles, has long been suggesting that
it is deeply flawed. With this book, which builds impressively on
his earlier work, he has produced a dazzling tour de force
that renders much of the current orthodoxy obsolete and poses fundamental
questions about the history not just of seventeenth-century France,
but of Europe as a whole. It is set in the context of the long-running
debate on the 'Military Revolution'. Unlike so many military historians,
however, Parrott has fully grasped that Michael Roberts, when he
launched the debate which revived the reputation of military history
as a respectable occupation for well-adjusted adults, was not concerned
with military change as such, but with its impact. Alas, much of
the debate has degenerated into recondite squabbles about this or
that military innovation, and many of the works it has spawned stay
resolutely bogged down on the battlefield or in the siege-trench.
Most authors have either ignored the wider impact altogether, or
have merely stated ex cathedra, like Sir John Hale, that
the link which Roberts saw between technical military developments
and social and political change did not exist, without subjecting
the problem to serious analysis.
Parrott does: the heart of
his book is a minutely-researched and brilliantly conceived analysis
of the army in its relationship to French society and the French
state. It is based on exhaustive research in French archives, supplemented
by Italian archival material that does much to rescue the Italian
theatre of war from the obscurity to which so many historians have
confined it. Also impressive is the massive basis of secondary reading:
unlike many historians of France, Parrott reads German and is fully
conversant with recent revisionist accounts of the Thirty Years
War.
His massive scholarly labours
give him the base from which he launches a profound and bold set
of arguments. He begins with a masterly analysis of the conduct
of warfare in the first half of the seventeenth century which shows
that he is perfectly capable of writing excellent battle history
even if - as he stresses - the traditional concentration
on battles still distorts much writing on military history. From
the outset it is clear that, while he does not deny the rapid pace
of military change in the period, Parrott is deeply sceptical with
regard to the 'Military Revolution' thesis, arguing that Roberts's
picture of a 'progressive' Dutch and Swedish tradition opposed to
a 'traditional' Habsburg school is fundamentally flawed. Much of
this is familiar from his previous work, but here it is carried
off with a richness of texture and detail which is truly impressive.
Equally valuable is the overview
of France at war from 1624 to 1642 that follows. Here Parrott stresses
that, far from the visionary statesman preparing for the best moment
to intervene in the Thirty Years War, Richelieu was gradually and
inexorably drawn into what he had long sought to avoid: a multi-front
conflict for which France was singularly unprepared. Of particular
interest is Parrott's innovative sketch of France's limited wars
in Italy and Lorraine between 1629 and 1635, which makes very clear
the significance of much of what followed.
The main part of the book,
however, is an exhaustive dissection of all aspects of the financing,
recruitment, administration and deployment of the French forces
between 1624 and 1642. This begins with a detailed consideration
of the most basic of problems: the actual size of the army. Parrott
demonstrates conclusively that French armies of this period were
far smaller than is usually suggested. This is important: if Geoffrey
Parker criticised much of Roberts's version of the 'Military Revolution',
he accepted the central contention that one of its major results
was a massive increase in army size. It was the increasingly large
military establishments of the seventeenth century which put pressure
on states, driving the process of state-formation. Following Parrott's
forensic dissection of the French sources, nobody will be able to
rely any more on Parker's figures on European army size, which turn
up everywhere. According to Parrott, even at a liberal estimate,
French troops on campaign between 1635 and 1642 numbered no more
than 70-80,000 in total, far short of previous estimates. He dismisses
the possibility that Richelieu maintained the 25,000-plus garrison
troops which would have been necessary to bring the total army size
up to the 100 -120,000 men accepted in the supposedly conservative
estimates of previous historians.
After a section on paying for
war, in which he builds on the excellent work of Richard Bonney,
James Collins, Daniel Dessert and others, Parrott considers the
recruitment and maintenance of the army, its civil administration,
the management of the war-effort by commissaires and intendants,
the relationship between the ministry and the high command, concluding
with a chapter on the army and the civilian population. As he points
out, traditional views of France's war-effort are contradictory.
On the one hand, we are told that the poor showing in the early
years after 1635 was due to a necessary period of adjustment, in
which the government and army command solved the basic problems
of control, finance and supply; once this was achieved, the famous
tournant militaire took place, symbolised by the great victory
at Rocroi. On the other hand, however, we are also told that Richelieu
avoided full-scale involvement in the war before 1635 precisely
in order to make the preparations that would allow for the more
effective deployment of resources (p. 110). In fact, as Parrott
shows, France had been far from inactive in military terms between
1624 and 1635; the difference thereafter was that, instead of conducting
campaigns which, although by no means as limited as is frequently
suggested, were concentrated on one or two fronts, France had to
conduct multi-front campaigns which seriously taxed its administrative
and financial resources.
According to Parrott, Richelieu's
government fell woefully short in confronting this task. It entered
the war in 1635 after a massive miscalculation by the surintendants
des finances, who had converted droits into paper rentes
on a huge scale, leaving the crown with few cash resources and forcing
it to launch a ruinous cycle of borrowing from private financiers
at high rates of interest. Parrott convincingly argues this demonstrates
that, whatever the historians say, the French government on the
eve of its famous declaration of war on Spain in 1635 did not
anticipate that it would be drawn into a major European war (p.
238). When it was, however, far from the military pressures provoking
a response in favour of the sort of bureaucratic and financial pressures
which led to the modern state, they forced Richelieu and his successors
into a series of ad hoc measures which merely exacerbated existing
weaknesses within the French system of government: venality was
expanded, the role of private financiers increased, corruption and
creative accounting rose to unprecedented levels and no less than
75 per cent of contracts with munitionnaires were met by
assigning revenues rather than with cash payments. Even at the start
of the war, such practices had already ensured that the taille,
assessed at 58 million livres in 1635, only produced 20 million
livres in cash. Every military setback threw the inappropriately-named
Bullion, surintendant des finances, into a panic over the
willingness of private financiers to advance more credit. Thus the
French state mortgaged its future and entered the vicious circle
of debt financing which finally crippled it in the late eighteenth
century. France, unlike other contemporary powers, rejected the
system of military contracting and entrepreneurship, in which professional
mercenaries raised and led armies, for a more traditional system
based on the native noblesse d'épée. Thus aristocratic
values permeated the officer corps, in which les grands,
even when far from competent, sought commands suitable to their
rank. When the ministry tried to ensure greater obedience to its
wishes by pairing aristocratic commanders with its own créatures,
the effect was not what was intended: since no self-respecting grand
would accept subordination to anybody not their clear superior in
the social hierarchy, a ludicrous system of alternation was established,
in which control was swapped back and forth between the two commanders
on successive days.
Thus an over-ambitious war
effort, conducted with inadequate mechanisms to secure the mobilisation
of France's undoubtedly superior resources, brought the country
ultimately to the edge of political collapse in the Frondes
which broke out six years after Richelieu's death. And if historians
turn their eyes away from the odd highpoint such as Rocroi, and
view the war effort as a whole, it appears much less effective than
is usually suggested - general histories always mention Rocroi,
but rarely remember Tuttlingen, fought the same year, in which the
French army of Germany was virtually destroyed. Parrott's refusal
to ignore the lesser fronts is particularly praiseworthy and gives
a much more rounded picture of France's war-effort than is usual
elsewhere. In general, far from ever-larger armies roaming the continent,
much of the fighting was actually sustained by forces of about 10
-15,000 men. When the system came under strain, the government was
forced to prioritise, with some fronts suffering complete collapse:
in 1637 the Valtelline army simply ceased to exist. Armies faced
all-but crippling wastage rates, were raised largely on the credit
extended by their noble commanders and were held together only by
'a veneer of discipline and subjection to common objectives, under
which individual insubordination and corruption were almost universal'
(p. 286). Moreover, since pay was always in substantial arrears
and arrangements for billeting and winter quarters were inadequate,
armies secured their existence through arbitrary levies on the local
population or simple banditry.
It is a bleak picture. Yet
is it entirely convincing? On the whole, it is. Parrott's brilliant
analysis of the French army in this crucial period confirms much
of the revisionist view of French history and, for the first time,
it convincingly integrates foreign policy and war into the picture.
It also provides an interpretation of Richelieu's ministry that
explains much about what was to follow. If I have any doubts -
and they are insignificant - they concern Parrott's attitude
to the whole question of the 'Military Revolution', for it is here
that the author himself seems to express the odd uncertainty.
Despite his general scepticism
in this regard, Parrott recognises at many points that warfare had
changed, and with it the demands that it placed on governments.
For all his - utterly convincing - assault on those who
exaggerate French army size in this period, he nevertheless in essence
accepts Roberts's conclusions, pointing out with regard to French
strategy in 1639, when Louis XIII took direct charge of the siege
of Hesdin, which meant that all available resources were poured
into one campaign, that this represented a return to the strategy
of the early sixteenth century: a massive thrust against a single
point in the Habsburg system. 'Yet what made good sense in the 1530s
or 1550s, when the total size of armed forces was much smaller
(my italics), was a far less sensible deployment of resources in
the 1630s when other campaign theatres would be neglected only at
considerable peril' (p. 137). Thus, if Parrott argues that in this
period the French army was much smaller than historians once thought,
he accepts that it was still much bigger than it had been. Moreover,
if he denies that there was the great leap in size between 1634
and 1636 postulated by many historians (p. 166), he accepts that
even if the figures for the later reign of Louis XIV are inflated,
they are considerably larger than those for the period of Richelieu's
ministry. War had changed in scale; not least, as Roberts
suggested, through the growing tendency to keep troops under arms
over the winter, rather than dismissing them at the end of each
campaign. This affected France from 1636/7, when considerable efforts
were directed to keeping large parts of the army in winter quarters
rather than disbanding them.
In essence, Parrott therefore
accepts the broad outlines of the developments sketched in by Roberts.
He is keen, however, to detach them from notions of state-building,
arguing that the 'growth in the size of armies was not necessarily
either a product or a cause of administrative and financial developments
in the state' (p. 549). Thus he implicitly - and to my mind
rightly - dissociates himself from Jeremy Black's attempt to
refute the 'Military Revolution' thesis by claiming that an efficient
state organisation was a necessary precondition for substantial
changes in the waging of war. Yet Roberts himself warned that the
linkages between state development and military change were complex,
and was wary of attempts to depict 'absolutist' states imposing
new systems of authority with their newly-efficient armies.
It is here that Parrott's concentration
on Richelieu's army can, at times, be a little frustrating. For
the great Cardinal died in 1642, when the Thirty Years War still
had six years to run, and the Franco-Spanish war another seventeen
- well over twice the period Richelieu was in charge of the
French war-effort - and these were periods where France
enjoyed considerable military success. Parrott does have a fair
amount to say about Mazarin's ministry, but he does not say it with
anything like the same level of detail. If he shows convincingly
that the crucial transformation did not take place under Richelieu,
he does suggest at several points that it did take place
under Louis XIV, even if the Sun King was reacting against, rather
than building upon, Richelieu's work. As he recognises, the coming
of peace did not bring the disbanding of the French army and Louis
XIV embarked on his personal rule with a military force not significantly
smaller than that which Richelieu and Mazarin had sustained in war,
paid for by taxes which continued to be extracted at near war-time
levels (p. 228). When this army was next used, in the late 1660s
and early 1670s, it swept all before it (pp. 78, 554).
This was precisely the sort
of transformation to which Roberts was pointing, and it is perhaps
a pity that Parrott does not say a little more on this point. Roberts
was, above all, concerned with the emergence of a new military world
of permanent armies maintained in peace as well as war, and a new
relationship between these armies and the societies which maintained
them. If historians are prepared to jettison the often crude and
teleological model of state-building which few serious early modernists
would now endorse, and forget their obsession with the watchwords
of 'modernisation', such as bureaucratisation, rationalisation and
efficiency, then the 'Military Revolution' thesis still has much
to offer; indeed Parrott's work suggests - at least to this
reviewer - that the French experience is in many senses comparable
to that of other states. All early modern governments struggled
to cope with the burden of war. If solutions were found, they were
solutions which developed within already extant political frameworks;
thus the outcomes in Sweden, Denmark, Prussia, Russia, Austria or
Britain were very different, and no one model fits all cases. Each
system had to experience a period of crisis, in which the government
struggled to cope; in France this was precisely the period covered
by this book, extended down to the end of the Frondes. The
key breakthrough was the acceptance by the political and social
elites of the burdens, either financial or in terms of service,
of the new military system. Parrott's work suggests that the French
nobility did accept the considerable, if hidden financial burdens
of serving as officers in the new-style army, securing recognition
of their status in return. This bargain was secured by the victories
of 1648 and 1659, and the army became permanent. This achievement
- within Roberts's timeframe - made possible the victories
of Louis XIV's early years. Yet, as Parrott's work makes clear,
by entrenching certain aspects of the old system, the peculiarly
French solution to the challenges posed by the great increase in
the scale of warfare stored up problems for the future. It was not
that the French had no aptitude for war, but rather that they had
a peculiar way of organising and paying for it which frustrated
generations of reformers. Perhaps that is what Richelieu meant.
May 2002
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